Course Details

Securities Regulation: Focus on International Issuers and Investors

This course will cover the fundamentals of the process for registering securities for public sale in the United States, sales of securities in the United States without registration (exempt offerings), offshore sales by US issuers, the reporting requirements for public companies, and other selected topics under the federal securities laws. The assignments and discussion of each topic will devote attention to specific regulatory requirements or other aspects of US securities regulation that apply to non-US companies faced with compliance with US securities laws.

Catalog Number: BUSCOM 820-L


Course History

Summer 2017
Title: Securities Regulation: Focus on International Issuers and Investors
Faculty: Horwich, Allan (courses | profile)
Section: 1     Credits: 2.0
Capacity: 30     Actual: 15

Summer 2016
Title: Securities Regulation: Focus on International Issuers and Investors
Faculty: Horwich, Allan (courses | profile)
Section: 1     Credits: 2.0
Capacity: 30     Actual: 14