| 4 NW J. L. & Soc. Pol'y 195, http://www.law.northwestern.edu/journals/njlsp/v4/n2/1 | NJLSP Home > Volume 4 > Issue 2 (Fall 2009) |
I am certainly not an advocate for frequent changes in laws and constitutions. But laws and institutions must go hand in hand with the progress of the human mind. As that becomes more developed, more enlightened, as new discoveries are made, new truths discovered and manners and opinions change, with the change of circumstances, institutions must advance also to keep pace with the times. We might as well require a man to wear still the coat which fitted him when a boy as civilized society to remain ever under the regimen of their barbarous ancestors.
—Thomas Jefferson**
Perhaps the whole business of the retention of the death penalty will seem to the next generation, as it seems to many even now, an anachronism too discordant to be suffered, mocking with grim reproach all our clamorous professions of the sanctity of life.
—Benjamin N. Cardozo***
¶ 1 In 1764, Cesare Beccaria, the 26-year-old eldest son of an Italian nobleman, published a short treatise, Dei delitti e delle pene, that was translated into English three years later as On Crimes and Punishments.1 In it, Beccaria argued that "there must be proportion between crimes and punishments."2 Beccaria—the father of the abolitionist movement3—pointedly asked: "Is death really a useful or necessary punishment for the security or good order of society?"4 "By what right," he pondered, "can men presume to slaughter their fellows?"5 "It seems absurd to me," Beccaria continued, "that the laws, which are the expression of the public will, and which execrate and punish homicide, should themselves commit one, and that to deter citizens from murder they should order a public murder."6
¶ 2 Beccaria railed against the barbarity of state-sanctioned executions, viewing them as violative of natural law. "[S]overeignty and the laws," he wrote, "are nothing but the sum of the smallest portions of the personal liberty of each individual; they represent the general will, which is the aggregate of particular wills."7 "Who has ever willingly given other men the authority to kill him?" he asked rhetorically,8 adding that "the death penalty is not a right, but the war of a nation against a citizen."9 Viewing life itself as "a natural right,"10 Beccaria vehemently called for the death penalty's abolition. "[I]f I can demonstrate that the death penalty is neither useful nor necessary," the idealistic Beccaria proclaimed, "I will have won the cause of humanity."11
¶ 3 For Beccaria, executions brutalized societies. "If the passions or the necessities of war have taught us how to shed human blood," he believed, "the laws, which moderate the conduct of men, should not augment that cruel example, which is all the more baleful when a legal killing is applied with deliberation and formality."12 To persuade skeptical readers, Beccaria posed a series of questions: "Can the cries of an unfortunate wretch rescue from time, which never reverses its course, deeds already perpetrated?"13 "When reading history, who does not shudder with horror at the barbaric and useless tortures that have been cold-bloodedly invented and practiced by men who considered themselves wise?"14 "What must men think when they see wise magistrates and solemn ministers of justice, who with tranquil indifference have a criminal dragged with slow precision to his death, and as a poor wretch writhes in his last agonies while awaiting the fatal blow, the judge goes on with cold insensitivity—and perhaps even with secret satisfaction at his own authority—to savour the comforts and pleasures of life?"15
¶ 4 On Crimes and Punishments also spoke out against torture—a concept associated with the intentional infliction of pain.16 Beccaria contended that the use of torture is unlikely to produce truthful testimony and runs contrary to the principle that innocent people not be punished.17 "No man," Beccaria wrote, "can be considered guilty before the judge has reached a verdict, nor can society deprive him of public protection until it has been established that he has violated the pacts that granted him such protection."18 Beccaria especially decried the use of torture to punish infamy, writing that "a man judged infamous by the law" should not suffer "the dislocation of his bones."19 "Torture itself," Beccaria emphasized, "causes real infamy to its victims."20
¶ 5 Nevertheless, executions and torture devices like the rack and the thumbscrew were commonplace throughout Europe in the 1700s,21 and the novelty of Beccaria's views were not lost on him. Indeed, Beccaria began his treatise with a quote from Renaissance philosopher and English statesman Francis Bacon: "In all negociations of difficulty, a man may not look to sow and reap at once, but must prepare business, and so ripen it by degrees."22 Beccaria thus knew that change would not come easily.
¶ 6 Although Beccaria and one of his early supporters, Pietro Verri, argued for the abolition of torture, a practice now prohibited by international law,23 only limited reform on that front had taken place before Beccaria's rise to prominence. Sweden had outlawed torture for ordinary crimes in 1734, but would not do so for all purposes until 1772.24 Likewise, in 1740, Frederick II, King of Prussia,25 abolished torture for all but "especially serious cases," and, in 1754 completely banned judicial torture, calling it "gruesome" and "an uncertain means to discover the truth."26 Holy Roman Empress Maria Theresa of Austria (1717-1780) was particularly slow to act, abolishing torture only in 1776, mainly at the urging of Austrian law professor Joseph von Sonnenfels.27
¶ 7 It is clear that when Beccaria wrote On Crimes and Punishments, he recognized that torture and executions—then well-entrenched worldwide—would not disappear overnight. "Human sacrifices," Beccaria conceded, "were common among almost all nations," and he acknowledged that "only a few societies have refrained from use of the death penalty—and for only a brief period of time."28 In fact, the list was extremely short. In the first century A.D., the Buddhist King of Lanka, Amandagamani, abolished the death penalty during his reign, with successive kings following suit.29 In 724 A.D., Japan's Emperor Shomu, a devout Buddhist, also forbade executions—as did some early Buddhist rulers in India.30 In 818 A.D., Japanese Emperor Saga also outlawed the death penalty, effectively abolishing it for the next 300 years,31 while Emperor Taizong of Tang barred executions in China, leading to an execution-free period there between 747 and 759 A.D.32 Empress Elizabeth Petrovna (1709-1761) also decreed the suspension of executions in Russia for a short period of time in the 1750s, though the death penalty itself was not formally repealed.33 In Western Europe, William the Conqueror abolished the death penalty in 1066, though he did so only because he preferred mutilations of the body, such as castration, to executions.34
¶ 8 Though Beccaria knew what he was up against, he remained optimistic, appealing to monarchs everywhere to rid society of capital punishment, promising the sweet vindication of history. "The voice of one philosopher," he admitted, "is too weak against the clamour and the cries of so many people who are guided by blind habit."35 But calling upon "the few sages scattered across the face of the earth" to "echo" back to him, he countered:
[I]f the truth should reach the throne of the monarch—despite the many obstacles that keep it at bay against his wishes—let him know that it arrives with the secret support of all mankind; and let him know that the bloody notoriety of conquerors will fall silent before him and that a just posterity will bestow him a pre-eminent place among the peaceful monuments of the Tituses, the Antonines, and the Trajans.36
That few nations had barred executions, Beccaria lamented, "is consistent with the fate of great truths, which last no longer than a flash of lightning in comparison with the long and dark night that envelopes mankind."37 "The happy epoch," the young Beccaria wrote, "has not yet arrived in which truth shall be—as error has heretofore been—in the hands of the greatest number."38
¶ 9 In his own lifetime, Beccaria witnessed only modest success—dying alone in his house in 1794 in the midst of the bloody French Revolution and just two years after the notorious French physician, Dr. Guillotin, invented his beheading machine.39 In 1786, persuaded by Beccaria's ideas, Grand Duke Leopold of Tuscany did adopt a Tuscan penal code that totally eliminated the death penalty,40 and in 1787, Holy Roman Emperor Joseph II, Leopold's brother, followed suit, abolishing Austria's death penalty save for crimes of revolt against the state.41 It was the translation of Beccaria's ideas, however, that enabled them to breathe life over time. Those writings, once translated, became influential not just with a few monarchs but with scores of European and American intellectuals.42
¶ 10 To date, Beccaria's vision—of a world without torture and the death penalty, and in which life imprisonment would be the ultimate sanction—has not yet been realized, not by a long shot. Acts of torture still occur43 and 60 countries, including the United States of America, still authorize capital punishment for ordinary crimes,44 though a growing number of nations—137 at last count—have outlawed executions either by law or in practice.45 Of the countries that retain capital punishment for ordinary crimes—among them Afghanistan, China, Cuba, the Democratic Republic of Congo, Iran, Iraq, Libya, Malaysia, North Korea, Pakistan, Saudi Arabia, Somalia, Uganda and Yemen—many are autocratic or totalitarian regimes with abysmal human rights records; in that list, only Japan and the United States stand out as highly industrialized countries.46
¶ 11 The progress made by the abolitionist movement—especially when one looks back at the sheer number of executions that were carried out in medieval times and the Enlightenment era—is striking. Europe is now a death-penalty-free zone;47 America's closest neighbors, Canada and Mexico, are abolitionist;48 and a growing number of poor and developing countries, such as Albania and Angola, Cambodia and Colombia, Haiti and Nicaragua, and Rwanda and Azerbaijan, have totally barred executions.49 Even South Africa—once the home of a brutal apartheid regime that made frequent use of executions—no longer authorizes death sentences after the country's Constitutional Court declared them unconstitutional over a decade ago.50
¶ 12 As we approach the 250th anniversary of the publication of On Crimes and Punishments, it seems fitting to look back at where the abolition movement has traveled so far, to gauge where we stand now, and to assess what may lie ahead. Beccaria's book shaped influential Enlightenment thinkers such as Bentham and Voltaire as well as countless early American abolitionists,51 including Dr. Benjamin Rush, an American founding father and one of Pennsylvania's leading lights.52 But Beccaria's views—spread haphazardly in the eighteenth century, sometimes through unauthorized editions and translations53—undeniably still have currency today, even if Beccaria could never have imagined all the twenty-first century technologies now capable of transmitting his ideas.54
¶ 13 America's Founding Fathers read Beccaria's text by candlelight, sometimes in Italian,55 but in the Information Age, television, radio, blogs, and e-mails now spread facts and ideas at supersonic speed, revolutionizing—as never before—the anti-death penalty movement's capabilities. After recalling that movement's long history, from its humble beginnings with one Italian criminologist, to anti-death penalty efforts in the Progressive Era, to litigation in the 1970s before the Supreme Court, this Article explores the more recent grassroots moratoria and abolition initiatives powered by the Internet. In recounting how the abolition of the death penalty is rapidly becoming a norm of international law, this Article further examines how America—with its retentionist position—is becoming increasingly isolated from the world community.
¶ 14 In that milieu, this Article also analyzes existing Eighth Amendment jurisprudence, evolving public attitudes, and the ongoing legal and political struggles in the United States over capital punishment. In particular, this Article seeks to answer some difficult and thorny questions in the wake of recent Supreme Court cases dealing with everything from death sentences for child rape56 to the constitutionality of lethal injection57 to the habeas corpus rights of Guantánamo detainees.58 What role will legislatures, U.S. courts and the American public play in future battles over America's death penalty? After the Supreme Court's 7-2 ruling in Baze v. Rees,59 which upheld Kentucky's lethal injection protocol, is the Constitution's ban on "cruel and unusual punishments" a dead letter? Or are Eighth Amendment claims still as viable as ever in the death penalty context? And more than two centuries after Beccaria's death, just what lies ahead for the abolition movement and constitutional litigation in capital cases? Is the death penalty here to stay? Or will America soon see its last state-sanctioned execution?
¶ 15 On Crimes and Punishments, though not translated and distributed everywhere all at once, shaped countless Enlightenment thinkers, including many advocates of prison reform. In Europe, for example, Beccaria's disciples included William Eden, who authored Principles of Penal Law in 1771; Voltaire, who wrote a famous commentary on Beccaria's book that was then frequently reprinted with it; and Maximilien Robespierre, who advocated for the death penalty's abolition in France in 1791.60 Beccaria's writings also greatly influenced John Howard, who vocally opposed capital and corporal punishment,61 as well as his fellow Englishman Jeremy Bentham.62
¶ 16 Voltaire, especially, brought attention to On Crimes and Punishments. After reading Beccaria's book, Voltaire—a popular writer—called Beccaria "a brother" and "a beneficent genius whose excellent book has educated Europe."63 Voltaire successfully campaigned to exonerate a wrongfully condemned man in 1763, wrote on the subject of the death penalty and the need for criminal law reform, and had direct contact with American Founding Fathers, including Benjamin Franklin and Dr. Benjamin Rush.64
¶ 17 Across the English Channel, legal scholars were also intrigued by Beccaria's writings. Jeremy Bentham, the noted English philosopher and social reformer, began reading On Crimes and Punishments around the time that he was admitted to the bar in 1769, and was so taken with the book that he wrote of Beccaria: "Oh, my master, first evangelist of Reason . . . you who have made so many useful excursions into the path of utility, what is there left for us to do?"65 Bentham—who freely acknowledged Beccaria's influence—was a vocal critic of capital punishment, objecting to its "irremissibility."66
¶ 18 William Blackstone's much-revered Commentaries on the Laws of England67 also explicitly referred to Beccaria.68 Blackstone—the famed Oxford scholar whose writings were frequently consulted by colonial lawyers—called the Italian thinker "an ingenious writer, who seems to have well studied the springs of human action, that crimes are more effectually prevented by the certainty, than by the severity, of punishment."69 Blackstone himself criticized the infliction of harsh punishments,70 saying that it is "absurd and impolitic to apply the same punishment to crimes of different magnitude."71 Although he remained supportive of executions and corporal punishments (e.g., the cutting off of the nose and ears),72 Blackstone favored the death penalty in only limited circumstances.73 Indeed, he recounted the "melancholy truth" that English law made approximately 160 different crimes punishable by death.74
¶ 19 Americans carefully read Beccaria's writings, which profoundly shaped the country's founding era and the Bill of Rights—a fact not lost on scholars75 and judges.76 One commentator has called On Crimes and Punishments "more influential than any other single book" in America's revolutionary period,77 and history shows that early American jurists, as well as the Founders themselves, often turned to Beccaria for guidance.78 One study reveals that America's Founders, in their writings and speeches, invoked Beccaria so much that Beccaria ranks seventh overall in frequency of citation—only St. Paul, Montesquieu, Sir William Blackstone, John Locke, David Hume, and Plutarch rank higher.79
¶ 20 Beccaria's influence was felt particularly keenly—and quickly—in the American colonies, a landscape already bursting at the seams with revolutionary ideas and impulses. In 1770, the American patriot and lawyer John Adams famously defended the British soldiers accused of murder in the Boston Massacre, and Adams showed close familiarity with the reform-minded Italian criminologist. In taking on this unpopular cause, Adams—though a death penalty supporter80—eloquently invoked Beccaria in his opening statement on behalf of his clients:
I am for the prisoners at the bar and shall apologize for it only in the words of the Marquis Beccaria. "If by supporting the rights of mankind, and of invincible truth, I shall contribute to save from the agonies of death one unfortunate victim of tyranny, or ignorance, equally fatal, his blessings and years of transport shall be sufficient consolation to me for the contempt of all mankind."81
Indeed, John Adams was so taken by Beccaria that he had copied Beccaria's words into his diary.82 After transcribing them, Adams put down his own thoughts, writing in his diary: "The Sovereign Power is constituted, to defend Individuals against the Tyranny of others. Crimes are acts of Tyranny of one or more on another or more. A Murderer, a Thief, a Robber, a Burglar, is a Tyrant."83 His son, John Quincy Adams, who came to oppose capital punishment,84 would later remark on the "electric effect" Beccaria's words—as spoken by his father—had on jurors.85 Though John Adams expressed no moral qualms with the death penalty's use, the writings of his wife, Abigail, reveal that the Adams family certainly considered the possibility that America's death penalty might one day be abolished.86
¶ 21 Another leading founder, James Wilson, also regularly referred to Beccaria's treatise in his own writings and law lectures.87 Wilson—a Pennsylvania native who opposed slavery, served as the College of Philadelphia's first law professor and, in 1789, became a member of the Supreme Court—was thoroughly enamored with Beccaria's ideas.88 Wilson expressed reservations about capital punishment, calling the prior English practice of not affording counsel to those accused of capital crimes "unreasonable and severe." He also argued that false confessions were sometimes given, pointing out that one man had shown up alive after three people were hanged for his supposed murder.89 In another reflection of the changing times, Wilson's son, a Pennsylvania judge, would later resign his judgeship because of his opposition to capital punishment.90
¶ 22 Dr. Benjamin Rush—a friend of John Adams and an ardent death penalty foe—was also an admirer of Beccaria's work.91 Dr. Rush invoked Beccaria's name at a reading he gave at the house of Benjamin Franklin—another Beccaria admirer—in March 1787.92 "I have said nothing upon the manner of inflicting death as a punishment for crimes, because I consider it as an improper punishment for any crime," Rush explained, going on to cite the death penalty's abolition in Tuscany.93 A devout Christian, Rush often expressed his faith and his anti-death penalty views in his correspondence94 and invoked Beccaria in his writings more than once.95
¶ 23 John Hancock—a signatory to the Declaration of Independence—and leaders such as William Bradford96 and Thomas Paine carefully read Beccaria's writings, too.97 A former Pennsylvania Attorney General, Bradford penned An Enquiry How Far the Punishment of Death Is Necessary in Pennsylvania in 1793 that echoed many of Beccaria's arguments.98 He questioned the necessity of capital punishment and argued for the elimination of it for all offenses except high treason and murder until more information could be obtained. Paine, like Dr. Rush, was an ardent abolitionist. He opposed Louis XVI's execution,99 regretted the French Assembly's vote to impose a death sentence,100 as Thomas Jefferson did,101 and ended up risking his own life in the process.102 In 1793, in a speech before a joint session of the legislature, Massachusetts governor John Hancock also asked legislators to follow Beccaria's call for less discretion in sentencing.103
¶ 24 Thomas Jefferson was especially fascinated by Beccaria's ideas.104 Between 1774 and 1776, Thomas Jefferson—the drafter of the Declaration of Independence105 and the future U.S. president—actually copied twenty-six different passages from Beccaria's text into his Commonplace Book by hand.106 Jefferson drafted three proposals for Virginia's constitution that would have curtailed the death penalty's use,107 and the Declaration of Independence famously recites the "inalienable" right to life.108 While Jefferson was part of a committee that expanded the death penalty's availability in wartime,109 he also became a member of the Virginia Committee of Revisors for legal reform, drafting a bill for Virginia's legislature specifically calling for proportionate punishments.110
¶ 25 Jefferson's bill, plainly inspired by Beccaria's treatise, called for "a corresponding gradation of punishments" in relation to the seriousness of the offense.111 Though the legislation called for the death penalty for treason and murder112 and contained draconian113 and controversial provisions,114 it was still quite progressive for the age.115 The bill ultimately failed to pass by a single vote,116 but it undeniably marked an attempt by Jefferson to drastically scale back the availability of death sentences. In a draft autobiography, written in the twilight of his life, Jefferson would reflect on the bill's narrow defeat even as he rejected the doctrine of lex talionis117 and credited Beccaria's book for being the catalyst for his anti-death penalty stance.118 As Jefferson wrote: "Beccaria and other writers on crimes and punishments had satisfied the reasonable world of the unrightfulness and inefficacy of the punishment of crimes by death."119 Noting that "hard labor on roads, canals and other public works, had been suggested as a proper substitute," Jefferson pointed out that "[t]he Revisors had adopted these opinions; but the general idea of our country had not yet advanced to that point."120
¶ 26 Only many years after it was first introduced did Jefferson's bill for proportionate punishments gain passage in Virginia. In 1821 Jefferson explained, again in his draft autobiography, that after his bill failed, "the public opinion was ripening, by time, by reflection, and by the example of Pennsylvania." Jefferson specifically noted that "[i]n 1796 our legislature resumed the subject, and passed the law for amending the penal laws of the Commonwealth."121 By then, Jefferson had already shown his distaste for the death penalty, including in his private correspondence. In 1816, Jefferson penned a letter to William Wirt, the author of a biography of Patrick Henry. In that letter, Jefferson said, with obvious satisfaction, that Virginia "justly prides itself on having gone thro' the revolution without a single example of capital punishment connected with that."122
¶ 27 Thomas Jefferson also revealed his genuine affection for Beccaria's book in another piece of correspondence. As president, Jefferson, an avid book collector and one of the most well-read men of his time, would write a telling letter in 1807 recommending that its recipient, one John Norvell, read "Beccaria on crimes & punishments"—one of only a handful of books Jefferson recommended on the principles of government. Jefferson did so, he said, "because of the demonstrative manner" in which Beccaria "has treated that branch of the subject."123 By singling out On Crimes and Punishments, Jefferson made especially clear that he treasured Beccaria's treatise, which had condemned the use of both torture and state-sanctioned executions.
¶ 28 Every culture has seen executions in one form or another. Early Native American communities allowed families of murder victims to kill the perpetrators,128 and the Babylonian Code of Hammurabi, circa 1750 B.C., punished over twenty offenses with death, including perjury, adultery, theft, harboring runaway slaves, and even faulty home construction.129 Over the centuries, in fact, death sentences have been handed out for all sorts of transgressions—from serious offenses, to vices, to nearly everything else. Tobacco users and those who cursed or sold bad beer, for example, faced execution.130 In India, the death penalty was inflicted for killing a cow or spreading false rumors.131 Executions could be terrifically brutal as well. Asian offenders were skinned alive or tied to stakes, smeared with honey, and left for wild animals to eat, while Persian offenders were crucified, trampled by elephants, smothered with hot ashes or heavy stones, or buried alive.132 The Pharaohs embalmed criminals alive for giving false testimony,133 and mass drownings took place during the French Revolution.134
¶ 29 In England, America's mother country, an eighteenth-century "Bloody Code" made nearly every felony a capital crime.135 Death sentences could be imposed in England for everything from treason and murder to disturbing a fish-pond, killing or maiming cattle, shooting a rabbit, setting a cornfield on fire or cutting down trees.136 English subjects were hanged, burned, boiled, disemboweled, or drawn and quartered—with human bodies violently torn apart, limb-by-limb, by horses.137 The dead bodies of the condemned were sometimes publicly dissected, desecrated, or gibbeted.138
¶ 30 Early and medieval civilizations used torture, and acts of torture were once common in Europe.139 The Greeks and the Romans, for example, systematically tortured people, with the Romans applying red hot metals and hooks to tear skin and routinely using the rack—a wooden frame mounted on rails that caused the victim's joints and muscles to become painfully distended.140 Other medieval European forms of torture included leg-screws, thumbscrews, water torture, the binding of wrists with cords, the lighting of a flammable substance on the soles of the accused's feet, beatings with fists, hangings of individuals by their feet, and sleep deprivation for as long as forty hours.141 As one commentator has written: "Until the mid-eighteenth century, torture was widely used and accepted throughout Europe, in a variety of contexts, including the procurement of testimony and confessions from criminal defendants."142
¶ 31 This was as true for England and its colonial empire as it was in continental Europe. In England, those escaping death—either through royal pardon or "benefit of clergy"143—could have their genitals or tongues cut off or be whipped or branded on the forehead or thumb.144 The American colonies, which borrowed England's harsh criminal codes, were no exception; corporal punishments such as branding, flogging, forced labor, maiming and whipping, particularly of slaves, were inflicted frequently.145 These types of punishments—in addition to gags, stocks, the scarlet letter, and the ducking stool—were designed to cause pain and to publicly humiliate offenders.146 Many methods of torture, such as waterboarding or placing heavy stones on someone's chest, would lead to death—something that can, and does, still occur when these forms of torture are employed.147
¶ 32 Executions in colonial days and early America were public affairs, and the occasion for sermons and considerable pomp and circumstance as the condemned prisoners were taken to the gallows.148 Mandatory death sentences were meted out for violent offenses, such as murder and rape, but also for less serious crimes.149 The Massachusetts Bay Colony's "Capitall Lawes of New-England," from 1636, listed these capital crimes: idolatry, witchcraft, blasphemy, murder, assault in sudden anger, sodomy, buggery, adultery, statutory rape, rape, manstealing, perjury in a capital case, and rebellion.150 The codification of each crime was accompanied in the statute by an Old Testament verse as authority,151 and judges used such draconian laws, most memorably in Salem, Massachusetts, in sentencing those convicted of heresy and witchcraft.152
¶ 33 As in Europe, offenders in the American colonies were hanged, disemboweled, or drawn and quartered,153 and many offenses were punishable by death. In an era rife with superstition—American executions have frequently taken place on Fridays154—executions of many different types of offenders took place. Thomas Graunger, a teenager, was convicted in the Plymouth Colony in 1642 of committing "buggery" with "a mare, a cowe, two goates" and "a turkey." George Spencer was executed in New Haven in the seventeenth century for bestiality based on a recanted confession and because both he and a piglet were found to have a deformed eye.155 And in Massachusetts, four Quakers were executed in the seventeenth century for returning to the colony after being banished, while in 1643 James Britton and Mary Latham were hanged there for adultery.156
¶ 34 As history shows, state-sanctioned executions have been used for centuries to punish criminals, political dissidents, and social outcasts, mostly men.157 In England, public executions were carried out at Tyburn, on Tower Hill, or in front of Newgate prison. Some fifty thousand people were publicly hanged at Tyburn, though on rare occasions, royal figures were hanged privately within the Tower of London.158 Offenders were frequently put to death—sometimes even burned at the stake159—not necessarily because of the seriousness of the offense, but because prisons were not then thought of as places to house unsavory criminals for long periods of time.160
¶ 35 These ritualistic killings, however, were destined to be removed from the public eye. As morals and sensibilities changed in the Victorian Era and people grew more and more uncomfortable with executions, these macabre spectacles were moved into prisons or behind walled enclosures adjoining courthouses, jails, or prisons.161 Public executions in England came to an abrupt end in 1868 with the passage of national legislation, though public executions in America took much longer to disappear from the scene. Private execution laws were first enacted in the northeastern part of the United States in the 1830s, with the last American public execution—of a black man, Rainey Bethea, before a jeering crowd of 10,000 to 20,000 spectators—taking place in Kentucky in 1936.162
¶ 36 A few early Christians opposed executions,163 but Cesare Beccaria is widely credited as the first Enlightenment thinker to call for the death penalty's abolition.164 Born in Milan in 1738, Beccaria—a Roman Catholic and a voracious reader of philosophy165—attended a Jesuit school in Parma before attending the University of Pavia from 1754 to 1758.166 After graduating with a degree in law, he first joined one social academy, the Accademia dei Trasformati (Academy of the Transformed), run by a wealthy count, then another, the Accademia dei Pugni (Academy of Fists), one of the many European salons and literary and reading societies of the 1700s.167
¶ 37 Formed by Beccaria's friend, Pietro Verri, the Academy of Fists held reformist views that did not find favor elsewhere.168 The small group, which included Pietro's brother Alessandro and other men, mostly in their twenties, dedicated itself to contributing to the public good.169 In particular, they sought to win over the Austrian rulers of Lombardy to a program of reform.170 Though the group was short-lived, the ideas Beccaria produced as a result of his association with the Academy of Fists still endure, continuing to shape the world's death penalty debate.
¶ 38 The members of the Academy of Fists wrote on an array of topics, ranging from political and economic theories to literary and scientific matters.171 Every ten days the group published a periodical, Il Caffe, the inaugural edition172 of which was aimed at accomplishing "what good we can for our country" through the distribution of "useful knowledge."173 Beccaria's own writings were diverse. After falling in love with the daughter of an army colonel, Beccaria published his first pamphlet, a study of currency problems in Milan, in 1762.174 In all, Beccaria wrote seven articles for Il Caffe on topics ranging from the trivial and whimsical—the statistical probabilities of winning a card game and an "Essay on Odors"—to the literary—a "Fragment on Style"—to the serious—an essay on smuggling.175
¶ 39 One product of the Academy of Fists was the publication of Beccaria's landmark treatise, Dei delitti e delle pene, at first published anonymously due to fear of persecution and ecclesiastical censorship.176 "While writing my book," Beccaria later told his French translator, "I had before my eyes the examples of Galileo, Machiavelli, and Giannone," all of whom faced dire consequences for their views.177 In his book, Beccaria dealt with his subject in a comprehensive and philosophical manner, advocating trials by jury178 and condemning torture and execution as antiquated practices.179
¶ 40 In the section "On Torture," Beccaria wrote about a "strange consequence" of torture: "[T]he innocent individual is placed in a worse condition than the guilty; for if both are tortured, every outcome is stacked against him, because either he confesses to a crime and is convicted or he is declared innocent and has suffered an undeserved punishment."180 Beccaria saw torture as "a cruelty," believing only the guilty should be punished, and he worried considerably about false confessions.181 Beccaria wrote: "[T]he impression of pain may increase to such a degree that, filling the entire sensory capacity, it leaves the torture victim no liberty but to choose the shortest route to relieve his pain momentarily."182 "Under these circumstances," Beccaria concluded, "the statements made by the accused are as inevitable as the impressions made by fire and water."183
¶ 41 In the section "On the Death Penalty," Beccaria wrote, "[t]his futile excess of punishments, which have never made men better, has impelled me to consider whether the death penalty is really useful and just in a well-organized state."184 "The death penalty," Beccaria argued, "is not useful because of the example of cruelty that it gives to men."185 "If one were to raise the objection that in almost all ages and almost all nations the death penalty has been prescribed for some crimes," Beccaria continued, "I would reply that this objection amounts to nothing in the face of the truth—against which there is no legal remedy—and that the history of mankind gives us the impression of a vast sea of errors, in which a few confused truths float about with large and distant gaps between them."186
¶ 42 Beccaria believed violent crimes should be punished severely.187 But he also believed that "the purpose of punishment is neither to torment and afflict a sentient being, nor to undo a crime already committed."188 For Beccaria, "perpetual penal servitude"—or life imprisonment, in today's parlance—was the best, and most just, way to deter others.189 Echoing Montesquieu, Beccaria emphasized that "every act of authority of one man over another that does not derive from absolute necessity is tyrannical."190 "For a punishment to be just," Beccaria wrote, "it must have only that degree of intensity that suffices to deter men from crime."191
¶ 43 Beccaria emphasized perpetual imprisonment as a viable alternative to executions. "It is not the terrible but fleeting spectacle of a criminal's death that is the most powerful brake on crimes," he reasoned, "but the long and arduous example of a man deprived of his liberty, who, having become a beast of burden, repays the society he has offended through his toils."192 "It is not the intensity of the punishment that has the greatest effect on the human mind," Beccaria wrote, "but its extension, for our sensibility is more easily and firmly affected by small but repeated impressions than by a strong but fleeting action."193 Seeing executions as both ineffective and counterproductive, Beccaria observed: "With the death penalty, every example given to the nation requires a crime; with permanent penal servitude, a single crime provides many and lasting examples."194
¶ 44 Beccaria thought a criminal's death justifiable only in times of anarchy to protect national security, or if the death penalty could be shown to deter others from committing crimes.195 "The death of a citizen," Beccaria wrote, "cannot be deemed necessary, except on two grounds."196 "The first," he opined, "is when he retains such connections and such power that he endangers the security of the nation even when deprived of his liberty, that is, when his very existence can provoke a dangerous revolution in the established form of government."197 In that extremely limited circumstance, Beccaria felt, the citizen's death "becomes necessary when a nation is recovering or losing its liberty, or in time of anarchy, when disorder itself takes the place of laws."198 The "second reason for believing that the death penalty could be just and necessary," Beccaria wrote, was deterrence, though Beccaria emphasized that "centuries of experience" had taught that "the ultimate punishment has never deterred men determined to harm society."199
¶ 45 Beccaria would repeat these views—and add one more, the irrevocability of capital punishment—in a government report he co-authored in 1792.200 The report, written by Beccaria, Francesco Gallarati Scotti, and Paolo Risi, articulated the minority position of a committee charged with drafting a new penal code for Austrian Lombardy.201 The minority report favored "perpetual enslavement" and "forced labour" for the most serious crimes, finding that "the death penalty should not be prescribed except in the case of absolute necessity."202 But Beccaria and his co-authors were quick to note:
[I]n the peaceful circumstances of our society, and with the regular administration of justice, we could not think of any case of absolute necessity other than the situation in which the accused, in plotting the subversion of the state, was capable, either through his external or internal relationships, of disturbing and endangering society even while imprisoned and closely watched.203
Citing "the Austrian and Tuscan codes that we have received as models," Beccaria and his two colleagues felt compelled "to expose candidly and succinctly" their anti-death penalty views.204 "[W]e believe that the death penalty is not suitable," they wrote, "because it is not just, since it is not necessary"; "because it is less efficacious than perpetual punishment equipped with a good deal of continuous publicity"; and "because it cannot be undone."205
¶ 46 Right from its publication, On Crimes and Punishments—as Beccaria no doubt expected—generated enormous controversy and decidedly mixed reviews.206 The Venetian Inquisition blocked importation of the book into Venetian territory in August 1764; an Italian monk, Ferdinando Facchinei, anonymously published a harsh rebuke of it in 1765; the Roman Inquisition banned the book in February 1766; and in 1777, a Spanish translation of the book was banned in Spain.207 Voltaire, however, adored Beccaria's book, and drew on his own considerable fame to promote it.208 In Milan, the reformer Count Carlo Firmian, the plenipotentiary of Empress Maria Theresa, defended Beccaria against charges of subversion and sacrilege.209
¶ 47 Beccaria's book quickly garnered the attention of monarchs210 and led to calls for criminal law reform and the death penalty's abolition in Europe.211 The book even led Empress Catherine II to invite Beccaria to assist in the reform of Russia's penal code—an offer he considered for some time before turning it down.212 In pre- and post-revolutionary America, Beccaria's novel ideas also shaped the views of the Founding Fathers—determined men who risked everything, including being hanged, to form a new republic.213 Beccaria's book would be read and admired by this illustrious group of well-educated men—men who felt intense anger at the way the English crown had treated them and who were highly receptive to an Enlightenment agenda.214
¶ 48 George Washington and Thomas Jefferson both bought copies of Beccaria's book, most likely in 1769,215 and by the 1770s it was clear that Beccaria's calls for criminal justice reform were having a major impact across the Atlantic.216 Between 1776 and 1779, Thomas Jefferson absorbed On Crimes and Punishments, intensely studying Beccaria's book as he drafted a bill calling for more proportionate punishments in Virginia.217 Other American leaders—both before and after the 1770s—called for reform of death penalty laws or engaged in individual acts of mercy.218 For example, early American presidents—who often used or threatened military force or called out the militia to put down rebellious activities219—frequently made use of the clemency powers granted by Article II of the Constitution.220 They showed this lenience in spite of a long-standing tradition of using the death penalty to punish rebels.221
¶ 49 President George Washington—a death penalty supporter222 who had to oversee the articles of war and cases of desertion223—felt executions were too frequently employed. He sometimes favored setting aside soldiers' death sentences,224 and in 1778 he called for more proportionate punishments225 and the curtailment of death sentences.226 In his seventh annual message to Congress, delivered in Philadelphia on December 8, 1795, President Washington also said this in regard to the pardoning of capital offenders:
It is a valuable ingredient in the general estimate of our welfare that the part of our country which was lately the scene of disorder and insurrection now enjoys the blessings of quiet and order. The misled have abandoned their errors, and pay the respect to our Constitution and laws which is due from good citizens to the public authorities of the society. These circumstances have induced me to pardon generally the offenders here referred to, and to extend forgiveness to those who had been adjudged to capital punishment. For though I shall always think it a sacred duty to exercise with firmness and energy the constitutional powers with which I am vested, yet it appears to me no less consistent with the public good than it is with my personal feelings to mingle in the operations of Government every degree of moderation and tenderness which the national justice, dignity, and safety may permit.227
Washington thus viewed executions as a last resort—and then only if he felt them absolutely necessary.228
¶ 50 Alexander Hamilton—another death penalty supporter229—also made clear before the century's end that he, too, felt death sentences could be too harsh in some instances. A defender of the presidential pardoning power,230 Hamilton did not hesitate to support the use of capital punishment if he felt it would be effective. For example, Hamilton—who served as a general of the army under President Adams—wrote in support of using executions to prevent desertion:
I have heretofore spoken to you of the frequency of desertion, and of the necessity of repressing it by severe punishment. It is not my wish to influence opinion in any particular case, but I believe that a few examples of capital punishment, perhaps one in each regiment, will be found indispensable.231
¶ 51 Yet Hamilton, like others in early America, also recognized that "[t]he temper of our country is not a little opposed to the frequency of capital punishment,"232 and recommended in 1799 that a deserter's life be spared.233 In that case, after John Adams reluctantly approved the death sentence for a deserter, Sergeant Richard Hunt, Adams wrote a letter to Secretary of War James McHenry: "Yet if you and General Hamilton, think that one example, may suffice, for the purposes of public justice, the execution of Hunt . . . may yet be respited."234 Upon receiving the death warrant, Hamilton, in turn, wrote to McHenry—a signer of the U.S. Constitution and an army surgeon who studied medicine under Dr. Benjamin Rush in Philadelphia.235 In that letter, Hamilton laid out his view that the death penalty should be used sparingly, arguing that public opinion "is not wholly to be disregarded" and that there must be "some caution not to render our military system odious by giving it the appearance of being sanguinary." "The idea of cruelty," Hamilton wrote, "inspires disgust, and ultimately is not much more favourable to authority than the excess of lenity."236 "To disseminate the examples of executions so far as they shall be indispensable," Hamilton emphasized, "will serve to render them more efficacious."237 Hamilton ended his letter by urging mercy for the soldier:
Under these impressions, if I hear nothing to the contrary from you by the return of the post, I shall issue an order to the following effect: "That, though the President has fully approved the sentence of Sergeant Hunt, and, from the heinous nature of his conduct, considers him a very fit subject for punishment; yet, being unwilling to multiply examples of severity, however just, beyond what experience may show to be indispensable, and hoping that the good faith and patriotism of the soldiery will spare him the painful necessity of frequently resorting to them, he has thought fit to authorize a remission of the punishment; directing, nevertheless, that Sergeant Hunt be degraded from his station."238
President Adams ultimately went along with Hamilton's proposal.239
¶ 52 Even Southern Founding Fathers, such as Charles Pinckney and Pierce Butler of South Carolina, opposed capital punishment for certain categories of offenders—at least when it came to punishing whites.240 Pierce Butler, one of South Carolina's four delegates at the 1787 Constitutional Convention, actually wrote a letter in 1791 to his quick-tempered friend, Col. James Gunn, in which he advised against capital punishment for a man alleged to have had an affair with the colonel's wife. As Butler wrote: "The chastising of a bad Man, or still worse, putting him to death will not restore to You the domestic happiness You have lost."241 Another Southerner, William Few of Georgia, no doubt also felt ambivalent about capital punishment. Although Few, a signer of the U.S. Constitution and later a superior court judge in Georgia, sentenced a murderer and a horse thief to death (sentences that were later set aside), his elder brother, James, had been executed on the orders of a Tory governor. In fact, Few's biographer notes that Few himself often called for sentences he handed down to be remitted.242
¶ 53 Dr. Benjamin Rush, a signer of the Declaration of Independence, was one of the first Americans to call for the death penalty's total abolition.243 He spoke out against the death penalty for murderers at the end of a paper advocating private punishments that was read at Benjamin Franklin's house on March 9, 1787.244 And he elaborated on his ideas in an essay titled "Considerations of the Injustice and Impolicy of Punishing Murder by Death," published in the July 1788 edition of American Museum magazine.245 Dr. Rush distributed these essays and America's abolitionist campaign, focused initially in New York and Pennsylvania, took off, soon to be joined and invigorated by other leaders.246 Due to Dr. Rush's advocacy, in 1794, the year of Beccaria's death, Pennsylvania took the novel step of dividing murder into degrees and restricted capital punishment to first-degree murder.247
¶ 54 In the 1790s and early 1800s, significant efforts were made in many locales, including Pennsylvania, New York and Louisiana, to curtail or end capital punishment altogether.248 In fact, America's abolition movement greatly intensified in the 1830s, with considerable anti-death penalty agitation taking place in many parts of the country.249 By the 1840s, anti-gallows societies had been formed in Massachusetts and New York,250 though success would first be obtained far away, in the Upper Midwest. In 1846, Michigan became the first American state—indeed, the first English-speaking jurisdiction—to abolish capital punishment for murder.251 In the 1850s two other states, Rhode Island and Wisconsin, followed suit, with societies for the abolition of capital punishment steadily growing in number nationwide.252
¶ 55 The anti-death penalty crusade, however, soon came to an abrupt halt. The onset of the Civil War delayed the progress of America's abolition movement,253 with abolition efforts, led by Wisconsin state legislator Marvin Bovee, not resuming until after the war.254 Bovee even delayed the publication of his anti-death penalty manifesto until 1869,255 saying that to have presented such a work during the Civil War "would have been 'ill-timed,' to say the least."256
¶ 56 It took some time for the abolitionist movement to regain its footing, but once it did, things moved rapidly. In the Progressive Era, ten states abolished the death penalty, though widespread societal fears quickly overcame that momentum, with all but two of those states soon reinstating capital punishment.257 America's entry into World War I and the country's hard economic times, culminating in the Great Depression, dealt another blow to the movement, making criminal law reform excruciatingly difficult. The country's focus on the war and people's struggle to find work and support their families ultimately deflated the abolitionist cause, at least for a time.258
¶ 57 Although the privatization of executions reduced public consciousness of them, the end of World War II saw a rebirth of the anti-death penalty movement.259 From 1958 to 1965, four states—Delaware, Oregon, Iowa and West Virginia—abandoned capital punishment, executions became less frequent, and it looked to many in the media and in the courts like the beginning of the end for America's death penalty.260 Oregon's abolition had come through a public referendum and public opinion was turning against capital punishment.261
¶ 58 Other developments in the turbulent 1960s also pointed to the death penalty's demise. The first edition of Hugo Adam Bedau's influential book, The Death Penalty in America, hit shelves in 1964,262 and in 1966, more people opposed the death penalty than favored it.263 In 1968—the same year that United States Attorney General Ramsey Clark asked Congress to abolish the federal death penalty264—the Supreme Court itself observed that death penalty advocates were a "distinct and dwindling minority."265 The number of executions fell off still more, then came to a complete standstill as the NAACP,266 a handful of lawyers, and the crusading law professor Anthony Amsterdam led a litigation effort that culminated with the Supreme Court's landmark decision in Furman v. Georgia.267
¶ 59 Modern death penalty jurisprudence traces its origins to Furman, the case that declared death penalty laws nationwide unconstitutional as applied.268 At stake in Furman was the fate of three black defendants: a convicted murderer and two men sentenced to death for raping white women.269 By a five-to-four vote, the Supreme Court set aside all three death sentences, though the rationales for the Court's judgment varied considerably, with all nine Justices issuing their own individual opinions.270 In a terse, one-paragraph per curiam ruling, the majority held simply that "the imposition and carrying out of the death penalty in these cases constitute cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments."271 After reversing the judgments and cursorily remanding the cases, the Court punctuated its decision with every winning lawyer's favorite words: "So ordered." But the concurring and dissenting opinions, full of back-and-forth sparring, took up more than 200 pages, a record length.272Furman effectively set aside every U.S. death sentence, more than 500 in all, thus clearing out America's death row.273
¶ 60 The Justices' opinions in Furman reflected Americans' own diverse and conflicted views on capital punishment. Justice William O. Douglas said death penalty statutes were "pregnant with discrimination" and "unconstitutional in their operation."274 It violates the Eighth Amendment, he wrote, to apply the death penalty "selectively to minorities."275 Justice Brennan, in his opinion, concluded that "the Cruel and Unusual Punishments Clause prohibits the infliction of uncivilized and inhuman punishments."276 "A punishment is 'cruel and unusual,'" Brennan wrote, "if it does not comport with human dignity."277 Calling the "calculated killing of a human being" by the State "uniquely degrading to human dignity," he said the death penalty was rare, unnecessary, and "smacks of little more than a lottery system."278 "[I]t is certainly doubtful," Brennan concluded, "that the infliction of death by the State does in fact strengthen the community's moral code; if the deliberate extinguishment of human life has any effect at all, it more likely tends to lower our respect for human life and brutalize our values."279
¶ 61 Justice Potter Stewart called capital punishment "unique in its total irrevocability" and felt death sentences were cruel and unusual "in the same way that being struck by lightning is cruel and unusual."280 "For, of all the people convicted of rapes and murders in 1967 and 1968, many just as reprehensible as these," Justice Stewart wrote, "the petitioners are among a capriciously selected random handful upon whom the sentence of death has in fact been imposed."281 "[I]f any basis can be discerned for the selection of these few to be sentenced to die," Stewart noted, "it is the constitutionally impermissible basis of race."282 "I simply conclude," Stewart wrote, "that the Eighth and Fourteenth Amendments cannot tolerate the infliction of a sentence of death under legal systems that permit this unique penalty to be so wantonly and so freakishly imposed."283
¶ 62 For Justice Byron White, death sentences were so infrequently imposed that they became "pointless and needless," with White concluding that "the threat of execution is too attenuated to be of substantial service to criminal justice."284 For Justice Thurgood Marshall, the question was "not whether we condone rape or murder, for surely we do not; it is whether capital punishment is 'a punishment no longer consistent with our own self-respect' and, therefore, violative of the Eighth Amendment."285 "The criminal acts with which we are confronted are ugly, vicious, reprehensible acts," Marshall wrote, adding that "[t]heir sheer brutality cannot and should not be minimized."286 But to Marshall, "[t]he 'cruel and unusual' language limits the avenues through which vengeance can be channeled."287 "Were this not so," he wrote, "the language would be empty and a return to the rack and other tortures would be possible in a given case."288 Finding death sentences to be imposed in a discriminatory manner, mostly upon "the poor" and "the ignorant," Marshall found evidence that innocent people had been executed289 and concluded that "the death penalty is an excessive and unnecessary punishment."290
¶ 63 Justice Marshall—who, along with Justice Brennan, relentlessly contended that the death penalty is unconstitutional per se291—set forth an extended discussion of his views on the Cruel and Unusual Punishments Clause. "[T]he Eighth Amendment is our insulation from our baser selves," Justice Marshall wrote,292 adding that "whether or not a punishment is cruel and unusual depends, not on whether its mere mention 'shocks the conscience and sense of justice of the people,' but on whether people who were fully informed as to the purposes of the penalty and its liabilities would find the penalty shocking, unjust and unacceptable."293 "Assuming knowledge of all the facts presently available regarding capital punishment," Marshall wrote, "the average citizen would, in my opinion, find it shocking to his conscience and sense of justice."294 "There is no rational basis for concluding that capital punishment is not excessive," Marshall held.295 "The point has now been reached," he opined, "at which deference to the legislatures is tantamount to abdication of our judicial roles as factfinders, judges, and ultimate arbiters of the Constitution."296
¶ 64 Justice Marshall opined that "a penalty that was permissible at one time in our Nation's history is not necessarily permissible today."297 He also wrote that capital punishment "violates the Eighth Amendment because it is morally unacceptable to the people of the United States at this time in their history."298 For Marshall, public opinion polls were not decisive. Instead, Marshall's analysis focused on whether people, if fully informed, would find the death penalty unjust and unacceptable.299 "So few people have been executed in the past decade," Marshall explained, "that capital punishment is a subject only rarely brought to the attention of the average American."300 Accurate information about capital punishment, Marshall believed, would convince Americans that the death penalty was "unwise" and "immoral."301 Marshall concluded: "In striking down capital punishment, this Court does not malign our system of government. On the contrary, it pays homage to it. Only in a free society could right triumph in difficult times, and could civilization record its magnificent advancement. In recognizing the humanity of our fellow beings, we pay ourselves the highest tribute."302
¶ 65 On the flip side, the dissenters in Furman saw the majority's position as an affront to legislative judgments. Chief Justice Warren Burger found "no authority suggesting that the Eighth Amendment was intended to purge the law of its retributive element,"303 and concluded that "the constitutional prohibition against 'cruel and unusual punishments' cannot be construed to bar the imposition of the punishment of death."304 He lamented that only one year earlier, in McGautha v. California,305 the Court had upheld the prevailing sentencing scheme in capital cases, finding it "impossible to say that committing to the untrammeled discretion of the jury the power to pronounce life or death in capital cases is offensive to anything in the Constitution."306 Burger believed jurors were "the keystone in our system of criminal justice,"307 and thought it "remarkable" that "it should now be suggested that we take the most sensitive and important of all decisions away from them."308 Burger, in fact, saw the rarity of death sentences as a good thing, not a constitutional infirmity. "The very infrequency of death penalties imposed by jurors attests their cautious and discriminating reservation of that penalty for the most extreme cases," Burger wrote.309
¶ 66 The other dissenters echoed Burger's sentiments. Justice Powell saw the majority ruling as "the very sort of judgment that the legislative branch is competent to make and for which the judiciary is ill-equipped,"310 and Justice Rehnquist wrote that the task of judging "must surely be approached with the deepest humility and genuine deference to legislative judgment."311 Although Justice Harry Blackmun personally "rejoice[d]" at the Court's result,312 he, too, found himself unable to accept that result "as a matter of history, of law, or of constitutional pronouncement."313 While he agreed that the Cruel and Unusual Punishments Clause "must draw its meaning from the evolving standards of decency that mark the progress of a maturing society," he took umbrage with "the suddenness of the Court's perception of progress in the human attitude since decisions of only a short while ago."314 "We should not," he concluded, "allow our personal preferences as to the wisdom of legislative and congressional action, or our distaste for such action, to guide our judicial decision in cases such as these."315
¶ 67 Despite his disagreement with the Supreme Court's ruling, Justice Blackmun took time to give a lengthy explanation of his personal opposition to capital punishment. Foreshadowing his later rejection of capital punishment before his retirement, Blackmun forcefully wrote:
Cases such as these provide for me an excruciating agony of the spirit. I yield to no one in the depth of my distaste, antipathy, and, indeed, abhorrence, for the death penalty, with all its aspects of physical distress and fear and of moral judgment exercised by finite minds. That distaste is buttressed by a belief that capital punishment serves no useful purpose that can be demonstrated. For me, it violates childhood's training and life's experiences, and is not compatible with the philosophical convictions I have been able to develop. It is antagonistic to any sense of "reverence for life." Were I a legislator, I would vote against the death penalty for the policy reasons argued by counsel for the respective petitioners and expressed and adopted in the several opinions filed by the Justices who vote to reverse these judgments.316
¶ 68 The Furman decision, though closely divided, was widely seen as the death knell for America's death penalty. When the first English-language biography of Cesare Beccaria was published in Philadelphia in 1973, the well-known University of Chicago criminologist, Norval Morris, wrote the foreword, referring to America's death penalty in the past tense. "Beccaria was, of course, one of the leading early opponents of capital punishment," Morris wrote, confidently proclaiming, "[t]he final vindication by the Supreme Court of his view of the social inutility of this punishment, and of its unconstitutionality, confirmed the quality of Beccaria's perceptive vision."317 Even many of the Justices themselves privately predicted that America would never witness another execution.318 But state legislatures around the country did not see it that way, with thirty-five States quickly reenacting death penalty laws—all in response to the Furman decision.319 This would lead to yet another round of high-profile, high-stakes litigation before the nation's highest court.
¶ 69 As Americans prepared for Bicentennial picnics and celebrations, the Supreme Court reversed course on capital punishment in Gregg v. Georgia,320 handed down on July 2, 1976. In that case, the Court defined a "cruel" punishment as one "so totally without penological justification that it results in the gratuitous infliction of suffering."321 Though mandatory death penalty laws were struck down that same day in cases originating in Louisiana and North Carolina,322Gregg and two other simultaneously issued rulings, Jurek v. Texas323 and Proffit v. Florida,324 upheld capital punishment statutes that guided, or channeled, sentencing discretion.325Gregg upheld the constitutionality of Georgia's new death penalty law, which required jurors to find at least one "aggravating circumstance" before imposing a death sentence.326 The Court ruled that "the concerns expressed in Furman that the penalty of death not be imposed in an arbitrary or capricious manner can be met by a carefully drafted statute that ensures that the sentencing authority is given adequate information and guidance."327 "No longer can a jury wantonly and freakishly impose the death sentence; it is always circumscribed by the legislative guidelines," the Court ruled, finding that "a large proportion of American society" continues to regard executions "as an appropriate and necessary criminal sanction."328
¶ 70 Apart from the recent Eighth Amendment challenge to lethal injection, McCleskey v. Kemp329 was the last major systemic challenge to the death penalty to be heard by the Supreme Court. In that case, an African-American, Warren McCleskey, argued that Georgia's capital punishment scheme was administered in a racially discriminatory fashion. The Court, however, rejected reliance on reliable statistical data from the Baldus study showing that blacks who killed whites were sentenced to death "at nearly 22 times the rate of blacks who kill blacks, and more than 7 times the rate of whites who kill blacks."330 The majority opinion held that, troubling statistics notwithstanding, McCleskey had to prove discriminatory motive in his case, blandly noting that "[a]t most, the Baldus study indicates a discrepancy that appears to correlate with race," and stating with bald resignation that racial disparities in sentencing "are an inevitable part of our criminal justice system."331 Years later, Justice Lewis Powell—the author of the McCleskey opinion and the deciding vote in that sharply divided 5-4 decision—would actually express regret at his vote in the case.332
¶ 71 The Gregg and McCleskey cases, which dashed abolitionist hopes that death sentences would be outlawed once and for all, forced death penalty opponents to open new fronts. Capital litigation continued unabated in individual cases, as it does today, but abolitionists had no choice but to find new ways to press their cause. In fact, the abolition movement—and its companion campaign, seeking a moratorium on executions—has only intensified in the last two decades.333 Not only has the abolition movement attracted new leadership, but it has also witnessed some important milestones since the late 1980s as death penalty foes have begun appealing directly to the American public.
¶ 72 Some specific events stand out, though any movement's success is always, in the end, a collective effort. Certainly much credit goes to Sister Helen Prejean for bringing new energy to the abolitionist fight. Sister Prejean's 1993 book, Dead Man Walking,334 became an instant New York Times bestseller and was made into an Academy Award-winning motion picture; her many speeches and public appearances have inspired a new generation of abolition leaders.335 Also, in 1994, Justice Harry Blackmun—still a sitting member of the Supreme Court—followed up, roundly condemning the death penalty in one of his judicial opinions. In his now famous dissent in Callins v. Collins,336 Blackmun succinctly stated:
From this day forward, I no longer shall tinker with the machinery of death. For more than 20 years I have endeavored—indeed, I have struggled—along with a majority of this Court, to develop procedural and substantive rules that would lend more than the mere appearance of fairness to the death penalty endeavor. Rather than continue to coddle the Court's delusion that the desired level of fairness has been achieved and the need for regulation eviscerated, I feel morally and intellectually obligated simply to concede that the death penalty experiment has failed.337
The American Bar Association, after studying the issue, stepped into the fray in 1997, calling for a moratorium on executions and setting off yet another round of questions and introspection about America's death penalty.338
¶ 73 Anti-death penalty efforts in the last ten years have been particularly notable. Bills to abolish the death penalty were considered in twelve states in 1999 alone;339 in 2000, Illinois Governor George Ryan imposed a statewide moratorium on executions;340 and that same year New Hampshire's legislature voted for abolition, though the state's governor later vetoed the bill.341 As the twenty-first century began, at least 1000 grassroots organizations were pushing for a moratorium on executions,342 and in 2007, the State of New Jersey—led by Governor Jon Corzine—abolished capital punishment entirely.343 More recently, Governor Bill Richardson of New Mexico signed a bill outlawing executions in that state.344 Multiple Supreme Court Justices have added their own voices to the debate, questioning the death penalty's continued use.345 Meanwhile, a spate of exonerations has laid bare the criminal justice system's human imperfections,346 with DNA evidence proving beyond any doubt that innocent people have been sent to death row.347
¶ 74 Indeed, as death row exonerations have surpassed one hundred,348 the number of death sentences handed out by American juries has fallen precipitously. From 1993 to 2000, more than 200 death sentences were handed out each year, with the number actually exceeding 300 in 1994, 1995, 1996, and 1998.349 But the number of American death sentences fell to 167 in 2001, to 153 by 2003, and to 115 in 2006.350 This decline reflects the American public's growing ambivalence toward the death penalty itself.
¶ 75 In a 2006 Gallup Poll, when offered a choice, forty-eight percent of survey respondents chose life-without-parole over death sentences; in contrast, only forty-seven percent of respondents chose the death penalty.351 That marked the first time in twenty years that the death penalty came in second place.352 A 2007 poll also found that eighty-seven percent of Americans believe innocent people have been executed in recent years; that sixty percent of respondents either strengthened their opposition to the death penalty or reduced their support for it because of news of wrongful convictions; and that fifty-eight percent of respondents were supportive of imposing a moratorium on executions.353
¶ 76 Before World War II, international law failed to systematically address human rights issues and was silent on the death penalty.354 Sovereign states treated their citizens as they pleased, with Nazi courts and dictators like Stalin routinely imposing death sentences.355 Hitler and the Holocaust, however, changed all that, sparking worldwide calls for an end to such atrocities.356 The United Nations Charter, requiring states to promote human rights, was adopted in 1945,357 and in 1948 the post-war Universal Declaration of Human Rights proudly proclaimed, "[e]veryone has the right to life, liberty and security of the person."358 That landmark declaration was shepherded through the United Nations by Eleanor Roosevelt,359 who successfully moved to delete any reference to the death penalty in that document because of the "movement underway in some states to wipe out the death penalty completely."360
¶ 77 Other instruments of international law have also sought to end the culture of State impunity and to safeguard the right to life, thus shaping world opinion. The Geneva Conventions, for example, provide procedural protections for prisoners of war and civilians relative to the imposition of the death penalty.361 One article states that "[t]o the maximum extent feasible, the Parties to the conflict shall endeavour to avoid the pronouncement of the death penalty on pregnant women or mothers having dependent infants, for an offence relating to the armed conflict" and that "[t]he death penalty for such offences shall not be executed on such women."362 Likewise, another article states: "The death penalty for an offence related to the armed conflict shall not be executed on persons who had not attained the age of eighteen years at the time the offence was committed."363
¶ 78 The United States itself has recognized the "right to life" in the context of international law. In 1966, the United Nations General Assembly adopted a binding treaty, the International Covenant on Civil and Political Rights (ICCPR), which specifically instructs that "[e]very human being has the inherent right to life" and provides that "[n]o one shall be arbitrarily deprived of his life."364 The United States ratified that treaty,365 which also prohibits "torture" and "cruel, inhuman or degrading treatment or punishment"366 and bars the execution of pregnant women and those committing crimes below the age of eighteen.367
¶ 79 The Optional Protocol to the ICCPR, entered into force in 1976,368 authorized individual communications or petitions to the Human Rights Committee for treaty violations,369 and the Second Optional Protocol, adopted at the United Nations in 1989, is specifically aimed at the abolition of the death penalty.370 The United Nations General Assembly has also adopted resolutions pertaining to the death penalty's abolition,371 with one U.N. body, the Economic and Social Council, adopting specific safeguards pertaining to the death penalty's imposition and use.372 Indeed, in December 2007, the General Assembly passed a resolution calling upon member states that retain the death penalty "[t]o establish a moratorium on executions with a view to abolishing the death penalty."373
¶ 80 The U.N. Convention on the Rights of the Child (CRC), entered into force in 1990374 and ratified by every country save the United States and Somalia,375 expressly forbade capital punishment for juvenile offenders. According to Article 37 of the CRC: "No child shall be subjected to torture or other cruel, inhuman or degrading treatment or punishment. Neither capital punishment nor life imprisonment shall be imposed for offences committed by persons below 18 years of age."376 This treaty, barring the execution of children and highlighting how out of step the United States has become in the world's eyes, no doubt played a role in the Supreme Court's decision to bar the practice.377
¶ 81 International tribunals formed to prosecute genocide, crimes against humanity, and war crimes also no longer allow death sentences. Article 77 of the Rome Statute of the International Criminal Court, which came into force in 2002, made "life imprisonment" the maximum penalty.378 Other ad hoc tribunals of international justice, including the ones for Rwanda and the former Yugoslavia, have not allowed the imposition of the death penalty either.379 This means that the world's worst human rights offenders—including men such as Slobodan Milosevic, whose trial in The Hague came to an abrupt end after he was found dead in his cell380—no longer face capital charges.
¶ 82 Regional human rights systems have also contributed to reform efforts by adopting treaties restricting the death penalty's use. In Europe, Protocol No. 6 to the Convention for the Protection of Human Rights and Fundamental Freedoms Concerning the Abolition of the Death Penalty came into force in 1985.381 That protocol, now ratified by forty-six countries,382 explicitly provides in Article 1: "The death penalty shall be abolished. No one shall be condemned to such penalty or executed."383 The only circumstances under which the death penalty can be imposed under Protocol No. 6 are set forth in Article 2, which reads: "A State may make provision in its law for the death penalty in respect of acts committed in time of war or of imminent threat of war; such penalty shall be applied only in the instances laid down in the law and in accordance with its provisions."384
¶ 83 But Europe went even further at the dawn of the new century. Protocol No. 13 to the European Convention, adopted in 2003 and quickly ratified by forty countries,385 now unequivocally—even in wartime—bars the punishment of death. It eliminates any caveat or exception and simply reads: "The death penalty shall be abolished. No one shall be condemned to such penalty or executed."386 The European Union now actively pushes for the death penalty's abolition elsewhere, including in China and the United States, spending substantial sums of money towards that end and even appearing as amicus curiae before the Supreme Court.387
¶ 84 A large number of countries in the Organization of American States (OAS) have also abolished the death penalty.388 The Inter-American human rights system specifically protects "the right to life,"389 and the American Convention on Human Rights bars the death penalty's infliction in certain instances.390 Article 4(2) of that Convention provides that "[i]n countries that have not abolished the death penalty, it may be imposed only for the most serious crimes."391 Article 4(3) states that "[t]he death penalty shall not be reestablished in states that have abolished it."392 Article 4(4) states that "[i]n no case shall capital punishment be inflicted for political offenses or related common crimes."393 And Article 4(5) reads: "Capital punishment shall not be imposed upon persons who, at the time the crime was committed, were under 18 years of age or over 70 years of age; nor shall it be applied to pregnant women."394 An Additional Protocol to the American Convention on Human Rights to Abolish the Death Penalty, entered into force in 1991, categorically forbids the death penalty in times of peace.395
¶ 85 African and Arab countries have also promulgated treaties that impose certain restrictions on the death penalty's imposition. The African Charter on the Rights and Welfare of the Child, which came into force in 1999, states that "[e]very child has an inherent right to life" and further provides: "Death sentence shall not be pronounced for crimes committed by children."396 The Arab Charter on Human Rights, which entered into force in 2008,397 states that "[e]very human being has the inherent right to life," that "[t]his right shall be protected by law," and that "[n]o one shall be arbitrarily deprived of his life."398 The Arab Charter further provides that "[s]entence of death may be imposed only for the most serious crimes," and that "[a]nyone sentenced to death shall have the right to seek pardon or commutation of the sentence."399 In addition, the Arab Charter states that "[s]entence of death shall not be imposed on persons under 18 years of age, unless otherwise stipulated in the laws in force at the time of the commission of the crime," and that "[t]he death penalty shall not be inflicted on a pregnant woman prior to her delivery or on a nursing mother within two years from the date of her delivery."400
¶ 86 Around the globe, the death penalty is being utilized in fewer countries—and for fewer and fewer offenses. Saudi Arabia still beheads people,401 and China still frequently conducts executions402 using mobile execution vehicles to facilitate the harvest of organs for sale on the black market.403 It is increasingly clear, however, that capital punishment is falling out of favor around the world. According to Amnesty International, in 2008 at least 8864 people were sentenced to death in fifty-two countries. Perhaps more telling, only twenty-five countries actually carried out executions in 2008, and of the 2390 known executions that year ninety-three percent of them took place in just five nations: China, Iran, Saudia Arabia, Pakistan, and the United States.404 In 1999, the African Commission on Human and Peoples' Rights took the extraordinary step of adopting a resolution specifically urging African countries to put a moratorium on executions and to "reflect on the possibility of abolishing the death penalty."405
¶ 87 In Africa and Asia, the death penalty is still in use, but the abolitionist movement is taking hold even on those continents. "An emerging international trend towards abolition has found support on African soil," writes Frans Vilgoen at the University of Pretoria's Centre for Human Rights.406 Although death sentences under Islamic, or Shari'a, law are still common in places like Nigeria and Sudan,407 the country of Liberia—with its historic U.S. ties408—chose to ban executions in 2005, further lengthening the list of abolitionist countries in Africa.409 In South Korea, a strong anti-death penalty campaign has emerged, and no execution has taken place since December 1997.410 Executions are also waning in Central and South America,411 though many Caribbean countries continue to resist legal reform.412 Even China—the world's execution leader413—is considering reform.414
¶ 88 America's death penalty, plagued by wrongful convictions, legal errors, and the intractable problems of arbitrariness, unfairness and racial bias,415 has come under intense criticism both at home and abroad. Not only do executions raise all manner of moral questions, but death sentences cost more to carry out than life-without-parole sentences—and oftentimes condemned prisoners die of natural causes due to inevitable delays.416 A recent report on California's death penalty, issued in 2008, found that thirty persons have been on California's death row for more than twenty-five years; 119 for more than twenty years; and 240 for more than fifteen years.417 The national average for time elapsing between sentencing and execution is approximately twelve years.418
¶ 89 Foreign courts even recognize what is known as "the death row phenomenon"—the prolonged wait between sentence and execution that America's condemned inmates face.419 In Soering v. United Kingdom,420 the European Court of Human Rights refused to extradite a German national from the United Kingdom to Virginia out of concern over the prolonged stay on death row an individual would face if sentenced to death.421 A number of foreign governments—U.S. allies like Canada, England, Italy and France—have actually refused to extradite people to the United States in the absence of assurances that the death penalty would not be sought.422
¶ 90 As a result of another line of cases, the United States has also come under criticism—and been rebuked by the International Court of Justice (ICJ)—for its handling of foreign nationals arrested for capital crimes. Article 36 of the Vienna Convention on Consular Relations requires that governments notify detainees from foreign countries of their right to consular assistance.423 The failure to do so for dozens of foreigners who landed on American death rows led Paraguay, Germany and Mexico to file actions before the ICJ.424 The ICJ—or the World Court, as it is commonly known—expressly determined that the United States violated international law in its handling of these death row inmates.425 Because American courts have sentenced to death more than 100 foreign nationals,426 the United States—in carrying out such executions—has drawn the ire of a number of countries, strained diplomatic relations, and lost respect in the international community.427
¶ 91 Within the United States, the U.S. Constitution's Eighth Amendment has been a focal point of the contentious death penalty debate. The Eighth Amendment states: "Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted."428 The idea behind the Eighth Amendment—of not inflicting draconian punishments—has been around in one form or another for centuries, easily pre-dating Beccaria's writings. The Magna Carta of 1215 guaranteed proportionate fines,429 tying the fine to the "magnitude" or "degree" of the offense.430 The prohibition on "cruel" punishments first found its way into American law through a Puritan attorney, the Cambridge-educated Rev. Nathaniel Ward of Ipswich, Massachusetts. A draft legal code prepared by Ward was enacted into law in 1641 under the title "Body of Liberties"—clause 46 of which reads: "For bodily punishments we allow amongst us none that are inhumane, barbarous or cruel."431
¶ 92 The English Bill of Rights of 1689432—the predecessor of the Eighth Amendment and similar state constitutional provisions433—was enacted after William of Orange took the English throne in 1688.434 It provided: "[E]xcessive Baile ought not to be required nor excessive Fines imposed nor cruell and unusuall Punishments inflicted."435 The driving force behind it was abuses by Lord Chief Justice George Jeffreys of the King's Bench during the Stuart reign of James II.436 Jeffreys presided over the "Bloody Assizes" after the Duke of Monmouth's rebellion in 1685, and a commission he led tried, convicted and oversaw the execution of hundreds of suspected rebels.437 Many of those rebels were executed by horrific means such as disembowelment, beheading, drawing and quartering, and the burning of female offenders—common punishments at the time, but ones that would later fall into disrepute.438
¶ 93 It was actually Jeffreys' arbitrary use of power in the case of Titus Oates—power traditionally exercised by ecclesiastical courts—that led to England's "cruell and unusuall Punishments" provision.439 Oates, a Protestant cleric, had been convicted of two counts of perjury in 1685 and was sentenced to be pilloried four times a year and stripped of his clerical position.440 Oates had made false allegations in 1678, causing the execution of fifteen Catholics for allegedly organizing a "Popish Plot" to overthrown King Charles II.441 Sentenced to be whipped by "the common hangman," Oates did not die from these corporal punishments, and he petitioned both houses of Parliament to set aside his sentence as illegal after the adoption of the English Bill of Rights.442
¶ 94 The House of Lords affirmed the judgment, but a minority of the Lords dissented, calling Oates' punishment "barbarous, inhuman, and unchristian" and "contrary" to the English Bill of Rights, adding that "there is no Precedent to warrant the Punishments of whipping and committing to Prison for Life, for the Crime of Perjury." The dissenters saw the judgment of the King's Bench, which divested Oates of "his canonical and priestly Habit," as "a Matter wholly out of their Power, belonging to the Ecclesiastical Courts only." "Unless this Judgment be reversed," the dissenters intoned, "cruel, barbarous and illegal Judgments" would be encouraged. The House of Commons, after conducting its review, passed a bill to annul Oates' sentence, and Oates was released in 1689. The House of Commons specifically invoked England's new "cruell and unusuall" punishments clause, calling Oates' punishment "barbarous," an "ill Example to future Ages" and "unusual" in that "an Englishman should be exposed upon a Pillory, so many times a Year, during his Life."443
¶ 95 The U.S. Constitution's Eighth Amendment—added to assuage the concerns of Anti-federalists who worried about abuses of power444—was adopted against that historical backdrop. In 1791, when the Eighth Amendment was ratified, five state constitutions already prohibited "cruel or unusual punishments"445 and two others prohibited merely "cruel" punishments.446 The Eighth Amendment, however, was directly based on the Virginia Declaration of Rights, authored by George Mason, which prohibited "cruel and unusual punishments."447 Mason, a plantation owner from Fairfax County, had no formal training in law, and had simply adopted verbatim the language of the English Bill of Rights.448 This has led one scholar to conclude that the "cruel and unusual punishments" language—particularly to non-lawyers like George Mason—might have been seen as constitutional "boilerplate."449 Indeed, Thomas Jefferson later pointed out that when it came time to reform Virginia's laws, Mason withdrew from the task—seeing himself as unqualified because of his lack of legal training.450
¶ 96 In drafting Virginia's declaration, Mason wanted to ensure that American colonists would be on equal footing with other English subjects. Mason had asserted as early as 1766 that American colonists "claim Nothing but the Liberty & Privileges of Englishmen, in the same degree, as if we had still continued among our Brethren in Great Britain."451 Indeed, in 1774, Mason had stated that colonists were entitled to all the "Privileges, Immunities and Advantages" of English law,452 and certainly felt it important enough to include the "cruel and unusual punishments" language to protect Virginians' rights.453 "We have received the ancient constitutional and common-law rights of Englishmen from our Ancestors," Mason said, adding that "with God's Leave, we will transmit them, unimpaired to our Posterity."454
¶ 97 It is clear that many early American lawyers and jurists viewed the Eighth Amendment as barring vile methods of punishment—a fact revealed by a review of early American case reports. An 1801 case report from North Carolina cites a lawyer's argument that the common law punishment of "pressing to death" would violate the "cruel and unusual punishments" clause of the state constitution.455 A court decision from 1824, interpreting Virginia's cruel and unusual punishments clause, likewise opined that the provision was "merely applicable to the modes of punishment."456 The court ruled that "the best heads and hearts of the land of our ancestors, had long and loudly declaimed against the wanton cruelty of many of the punishments practised in other countries," with the court declaring that the clause "was framed effectually to exclude these, so that no future Legislature, in a moment perhaps of great and general excitement, should be tempted to disgrace our Code by the introduction of any of those odious modes of punishment."457
¶ 98 Although the Framers—men like James Madison, the principal drafter of the Constitution,458 and James Wilson, a gifted lawyer and legal scholar459—despised governmental abuses of power and excessive punishments,460 there exists very little legislative history as regards the Eighth Amendment.461 The only recorded materials in the debates of the First Congress on the Bill of Rights are two comments about the vagueness of the clause by opponents of it.462 This is all that appears:
Mr. Smith, of South Carolina, objected to the words 'nor cruel and unusual punishments;' the import of them being too indefinite.
Mr. Livermore [of New Hampshire]: The clause seems to express a great deal of humanity, on which account I have no objection to it; but as it seems to have no meaning in it, I do not think it necessary. What is meant by the terms excessive bail? Who are to be the judges? What is understood by excessive fines? It lies with the court to determine. No cruel and unusual punishment is to be inflicted; it is sometimes necessary to hang a man, villains often deserve whipping, and perhaps having their ears cut off; but are we in the future to be prevented from inflicting these punishments because they are cruel? If a more lenient mode of correcting vice and deterring others from the commission of it could be invented, it would be very prudent in the Legislature to adopt it; but until we have some security that this will be done, we ought not to be restrained from making necessary laws by any declaration of this kind.463
The record reveals that after these brief comments were made, the Eighth Amendment "was agreed to by a considerable majority."464
¶ 99 The absence of such a restraint in the Constitution as originally conceived is mentioned in only two of the state ratifying conventions. At the Massachusetts convention, Abraham Holmes spoke out against the possibility of barbaric punishments. An Anti-federalist and one of 364 delegates to the Massachusetts ratifying convention, Holmes expressed concern that the "diabolical institution" of the Spanish Inquisition—what he called "the disgrace of Christendom"—might be replicated in America.465 Holmes protested:
What gives an additional glare of horror to these gloomy circumstances is the consideration, that Congress have to ascertain, point out, and determine, what kinds of punishments shall be inflicted on persons convicted of crimes. They are nowhere restrained from inventing the most cruel and unheard-of punishments, and annexing them to crimes; and there is no constitutional check on them, but that racks and gibbets may be amongst the most mild instruments of their discipline.466
¶ 100 At Virginia's convention, Patrick Henry also expressed the fear that Congress would have unlimited power to prescribe punishments. Henry vehemently objected to the lack of a Bill of Rights, fearing "tortures" and "cruel and barbarous" punishments.467 Henry emphasized: "What has distinguished our ancestors? That they would not admit of tortures, or cruel and barbarous punishment."468 For example, Henry feared that Congress might "introduce the practice of France, Spain, and Germany—of torturing, to extort a confession of the crime."469 In discussing the proposed power of Congress to raise armies, Henry added:
Your men who go to Congress are not restrained by a bill of rights. They are not restrained from inflicting unusual and severe punishments, though the bill of rights of Virginia forbids it. What will be the consequence? They may inflict the most cruel and ignominious punishments on the militia, and they will tell you that it is necessary for their discipline.470
"[W]hen we come to punishments," Henry said, "no latitude ought to be left, nor dependence put on the virtue of representatives."471 Emphasizing that Virginia barred "cruel and unusual punishments," Henry passionately pled his case: "Are you not, therefore, now calling on those gentlemen who are to compose Congress, to . . . define punishments without this control?"472
¶ 101 In the same debate, George Mason also expressed the view that "there were few clauses in the Constitution so dangerous as that which gave Congress exclusive power of legislation within ten miles square" as it "may, like the custom of the superstitious days of our ancestors, become the sanctuary of the blackest crimes."473 "Now, sir," Mason argued, "if an attempt should be made to establish tyranny over the people, here are ten miles square where the greatest offender may meet protection."474 Mason further opined that the Virginia Declaration of Rights prohibited torture, arguing in Virginia's ratifying convention in 1788 that a "clause of the bill of rights provided that no cruel and unusual punishments shall be inflicted; therefore, torture was included in the prohibition."475
¶ 102 Many Founding Fathers, including signers of the U.S. Constitution, did not oppose executions for certain crimes.476 For example, John Jay, the first President of the Continental Congress and the first Chief Justice of the Supreme Court, was asked whether he thought the death penalty violated the commandment against taking life. Jay replied it did not, saying, "[a]s to murderers, I think it not only lawful for government, but that it is the duty of government, to put them to death."477 Indeed, the First Congress made several crimes punishable by hanging, among them treason, murder on federal land, forgery, uttering forged securities, counterfeiting, and piracy on the high seas.478 However, many of America's Founders were deeply troubled by capital punishment for other classes of offenders. For instance, as New York's governor, Jay opposed capital punishment for lower-level offenders, arguing that "establishments for confining, employing, and reforming criminals" were "indispensible."479
¶ 103 According to one historian, James Madison—principal author of the U.S. Constitution and central actor in framing the Bill of Rights—"favored abandoning capital punishment altogether," though Madison himself wrote little on the subject and may not, in fact, have opposed executions for every category of offender.480 After Jefferson's bill for more proportionate punishments failed by a single vote in 1785, for example, Madison lamented to Jefferson that "our old bloody code is by this event fully restored."481 Madison also told Dr. Benjamin Rush that he favored reforming criminals instead of executing them.482 Likewise, in 1788, Madison—concerned about the severity of executions yet maybe still unsure of where he himself stood on the issue—made these remarks on a draft Virginia constitution prepared by Thomas Jefferson:
It is at least questionable whether death ought to be confined to "Treason and murder." It would not therefore be prudent to tie the hands of Government in the manner here proposed. The prohibition of pardon, however specious in theory would have practical consequences which render it inadmissible. A single instance is a sufficient proof. The crime of treason is generally shared by a number, and often a very great number. It would be politically if not morally wrong to take away the lives of all even if every individual were equally guilty. What name would be given to a severity which made no distinction between the legal & the moral offence—between the deluded multitude and their wicked leaders. A second trial would not avoid the difficulty; because the oaths of the jury would not permit them to hearken to any voice but the inexorable voice of the law.483
¶ 104 Perhaps the best statement of Madison's views on the death penalty was expressed privately. After he finished his presidential term, Madison wrote a letter to a war veteran who had solicited Madison's views on the subject. In 1823, G. F. H. Crockett, a Kentuckian, wrote to Madison, enclosing a copy of Crockett's address to the Kentucky legislature on the abolition of capital punishment.484 Madison wrote back later that year, noting receipt of Crockett's letter and his legislative address and referring to his "enlightened opinions."485 Madison noted the "innovations" that can be brought about by "the legislative power" of "each confederated member"—a clear reference to federalism—with Madison emphasizing the potential "extension" of such policies "to the whole if found to be improvements."486 Madison then commented:
I should not regret a fair and full trial of the entire abolition of capital punishments, by any State willing to make it: tho' I do not see the injustice of such punishments in one case at least. But it is not my purpose to enter into the important discussion. Nor do I know that I could furnish you with any new ideas or hints such as you ask, if there were time for the task. You seem to have consulted some of the sources where they were most likely to be found.487
Elsewhere, Madison would describe "capital punishments" as "one of the most solemn acts of sovereign authority."488
¶ 105 Another leading founder, James Wilson, expressed the view that America's criminal law "greatly needs reformation." He said that "the seeds of reformation are sown" but quickly cautioned: "Those seeds, and the tender plants which from some of them are now beginning to spring, let it be our care to discover and to cultivate."489 After calling the law of England "defective to a degree both gross and cruel" and citing Sabacos, who, in Egypt, replaced capital punishment with life sentences to be carried out "in the publick works," Wilson called for proportionate punishments and expressed the view that "[p]unishments ought unquestionably to be moderate and mild."490 Although Wilson supported the passage of the Pennsylvania law limiting the death penalty to first-degree murder, he acknowledged in his extensive writings that premeditated murder was still commonly punished by death.491
¶ 106 But Wilson also took pride in progressive ideas and how few American crimes were punishable by death. In charging a Virginia grand jury in 1791, Wilson began with two directives: "To prevent crimes is the noblest end and aim of criminal jurisprudence." "To punish them is one of the means necessary for the accomplishment of this noble end and aim."492 Near the end of his address, Wilson specifically invoked Beccaria, calling him "eloquent and benevolent," and echoed Beccaria's approach, saying, "[l]et the punishment be proportioned—let it be analogous—to the crime."493 Wilson also proudly proclaimed: "How few are the crimes—how few are the capital crimes, known to the laws of the United States, compared with those known to the laws of England!"494
¶ 107 In discussing punishments, Wilson contrasted "moderate and mild" sentences with more severe sanctions, noting how "one degree of severity opens and smooths the way for another, till, at length, under the specious appearance of necessary justice, a system of cruelty is established by law."495 Telling grand jurors that "cruelty" is the "parent of slavery," Wilson called "cruel" punishments "dastardly and contemptible."496 "It is the opinion of some writers, highly respected for their good sense, as well as for their humanity," Wilson noted, no doubt alluding once more to Beccaria, "that capital punishments are, in no case, necessary. It is an opinion, which I am certainly well warranted in offering—that nothing but the most absolute necessity can authorize them."497 Decrying any "tyrant" who gave "standing instructions to his executioners" to "protract the expiring moments of the tortured criminal" and to "manage the butchering business with such studied and slow barbarity" as to prolong the pain, Wilson also added, speaking again of executions: "Another opinion I am equally warranted in offering—that they should not be aggravated by any sufferings, except those which are inseparably attached to a violent death."498
¶ 108 Even though the punishment of crime is a central role of government, federal criminal law issues were debated only modestly at the Constitutional Convention.499 The words "punish" and "Punishment" appear in the Constitution, but capital punishment is not mentioned in connection with those particular references.500 Limited discussion of the death penalty, however, did occur at the Convention on clauses other than the Eighth Amendment.501 For instance, the Bankruptcy Clause was adopted on September 3, 1787 over the recorded dissent of Roger Sherman502 of Connecticut: "Mr. Sherman observed that Bankruptcies were in some cases punishable with death by the laws of England & He did not chuse to grant a power by which that might be done here."503 Similarly, the debate over the Treason Clause centered on how "Treason" should be defined and "whether treason committed against a State (as opposed to against the United States) could be separately punished."504 After the Framers debated the scope of the Treason Clause, the First Congress passed a law making treason punishable by death—though, at the Constitutional Convention of 1787, the Framers themselves rejected an attempt to exclude "cases of treason" from the President's pardoning power.505
¶ 109 Outside the Convention, anti-Federalist George Mason feared that Congress would use the Necessary and Proper Clause to create "new Crimes" or "inflict unusual and severe Punishments."506 In the campaign for ratification of the original Constitution, James Iredell, an ardent Federalist writing under the alias of "Marcus," replied to Mason's concern, trying to meet it: "The expressions 'unusual and severe' or 'cruel and unusual' surely would have been too vague to have been of any consequence, since they admit of no clear and precise signification."507 "If to guard against punishments being too severe, the Convention had enumerated a vast variety of cruel punishments, and prohibited the use of any of them, let the number have been ever so great," Iredell mused, "an inexhaustible fund must have been unmentioned, and if our government had been disposed to be cruel their invention would only have been put to a little more trouble."508 Iredell—who thought "a labyrinth of detail" in "the original constitution of a government would have appeared perfectly ridiculous"—thus believed the amendment unnecessary, saying, "Let us also remember, that as those who are to make those laws must themselves be subject to them, their own interest and feelings will dictate to them not to make them unnecessarily severe . . . ."509
¶ 110 What can be said with certainty about the Eighth Amendment is that in America's founding era the words "cruel" and "unusual" had a number of common, everyday uses, as is still the case today.510 Benjamin Franklin, for instance, called it "unjust and cruel" to punish a man on account of the guilt of another, and he referred to "cruel, unjust and barbarous Tempers."511 He also penned phrases such as "cruel Animosities,"512 "cruel Captivity,"513 and "cruel treatment,"514 and even referred to a "cruel Mother-in-Law."515 In his writings, he also used the phrases "cruel Murders,"516 "that cruel Disease,"517 and "that cruel Gout,"518 and made reference to "unusual Treatment,"519 "unusual Quantities of Ice,"520 and "unusual Words in the Pamphlet."521 In an American case reporter, published in 1796, a solicitor-general referred to a "beating" as "cruel or unusual."522 There is even evidence that the framers of the English Bill of Rights and the Eighth Amendment may have understood the concept of "cruel and unusual" punishments as a unitary concept of inhumane or cruel punishment.523
¶ 111 Interestingly, some state constitutional provisions enacted shortly before and after the Eighth Amendment's ratification simply prohibited "cruel punishments," dropping any reference to the term "unusual."524 This suggests that some legislators may have viewed the "unusual" language as mere surplusage. Over time, of course, the various language variants—"cruel or unusual," "cruel and unusual," and simply "cruel"—all persisted, even finding their way into federal and state laws.525 By 1790, nine states had constitutional provisions barring "cruel and unusual," "cruel or unusual," or "cruel" punishments.526 And by the time the Fourteenth Amendment was adopted in 1868, seventeen state constitutions banned cruel and unusual punishments, fourteen state constitutions banned cruel or unusual punishments, and four state constitutions banned cruel punishments without any reference to the "unusual" terminology.527 Although a "cruel" or "unusual" punishment may itself imply a disproportionate one, some state constitutions, including New Hampshire's 1783 constitution, specifically called for "proportioned" punishments.528
¶ 112 Recently, the Eighth Amendment's use of the word "unusual" has attracted a lot of scholarly attention.529 One academic writes that "unusual" as used in the Eighth Amendment was "a term of art that referred to government practices that are contrary to 'long usage' or 'immemorial usage.'"530 "The opposite of a practice that enjoyed 'long usage," law professor John Stinneford wrote in 2008, "was an 'unusual' practice, or in other words, an innovation."531 The term "unusual" itself, of course, has always had—and continues to have—a straightforward dictionary definition.532 In common parlance, the word simply means "not usual," "not common" or "rare."533
¶ 113 The meaning of the Eighth Amendment and similar state-law provisions has been the subject of much controversy. "The feeling that modern Eighth Amendment jurisprudence has gone off the rails," notes one commentator, "has arisen, at least in part, from the wildly inconsistent rulings that have emanated from the Supreme Court over the past few decades, particularly regarding proportionality in sentencing and the death penalty."534 That commentator also writes that "[a] number of scholars have previously pointed out the cruel irony inherent in the fact that the evolving standards of decency test ties the rights of criminal defendants to the very same majority opinion from which the Eighth Amendment is supposed to protect them."535
¶ 114 Judicial decisions give some flavor for how the Eighth Amendment was understood in the early days of the republic. For example, in 1825, the Pennsylvania Supreme Court struck down the punishment of Nancy James. Adjudged "a common scold" in 1824, James had been sentenced "to be placed in a certain engine of correction, called a cucking or ducking-stool . . . and being so placed therein, to be plunged three times into the water."536 In striking down the punishment, the Pennsylvania Supreme Court did not rely on constitutional grounds but noted:
The object of the framers of the act of 1790, was the abolition of all infamous, disgraceful, public punishments—all cruel and unnatural punishments—for all the classes of minor offences and misdemeanors, to which they had been before applied.
. . . .
In coming to the conclusion, that the ducking-stool is not the punishment of scolds, I do not take into consideration the humane provisions of the constitutions of the United States and of this state, as to cruel and unusual punishments, further than they show the sense of the whole community. If the reformation of the culprit, and prevention of the crime, be the just foundation and object of all punishments, nothing could be further removed from these salutary ends, than the infliction in question. It destroys all personal respect; the women thus punished would scold on for life, and the exhibition would be far from being beneficial to the spectators. What a spectacle would it exhibit!537
¶ 115 The Supreme Court first examined the Eighth Amendment's history in Weems v. United States.538 In that case, the Court held that a fifteen-year sentence in irons and shackles539 for falsifying a document was excessive.540 "[I]t is a precept of justice," the Court ruled, echoing back to Beccaria, "that punishment for crime should be graduated and proportioned to offense."541 After citing a legal scholar for the proposition that the Eighth Amendment was "'adopted as an admonition to all departments of the national government, to warn them against such violent proceedings as had taken place in England in the arbitrary reigns of some of the Stuarts,'"542 the Court held that "a principle, to be vital, must be capable of wider application than the mischief which gave it birth."543
¶ 116 The Court in Weems found that the Eighth Amendment was originally motivated by a distrust of power—a distrust deeply felt by Patrick Henry and others.544 "[I]t was believed," the Court explained, "that power might be tempted to cruelty."545 In fact, as Virginia's governor, Patrick Henry himself had advocated for reform of the state's death penalty laws. As one of Henry's biographers has written:
As governor, Henry attempted to reform a number of British laws he considered harsh. The death penalty, for example, was imposed for many felonies, regardless of the severity of the crime. This was a practice that Henry felt was both unjust and cruel. He thus developed a plan of granting pardons, after hard labor, for lesser crimes. Writing to Charles Pearson, who was in charge of the pardoned prisoners, Henry commanded him "to observe such a degree of humanity towards these people as their condition will permit, in everything that relates to them." They are to have "plenty of wholesome food" and their clothes are to be "warm and comfortable."546
¶ 117 After noting the Founders' distrust of power, the Supreme Court in Weems then offered its own interpretive guidance. "Legislation, both statutory and constitutional, is enacted, it is true, from an experience of evils but its general language should not, therefore, be necessarily confined to the form that evil had theretofore taken," the Court ruled.547 "This is peculiarly true of constitutions," the Court went on to explain, adding: "They are not ephemeral enactments, designed to meet passing occasions. They are, to use the words of Chief Justice Marshall, 'designed to approach immortality as nearly as human institutions can approach it.'"548 In other words, the Constitution must be viewed as a vibrant, living document, not an antiquated catalog of eighteenth-century thought.
¶ 118 The Supreme Court has thus held that the Eighth Amendment bars not only "barbaric" punishments but also those that are "excessive" or "disproportionate" to the crime.549 Under Gregg, a punishment is "excessive" if it (1) "makes no measurable contribution to acceptable goals of punishment and hence is nothing more than the purposeless and needless infliction of pain and suffering," or (2) "is grossly out of proportion to the severity of the crime."550 Whether a death sentence is "disproportionate" to the crime committed depends on societal standards, controlling precedents, and the individual views of the Supreme Court Justices themselves.551 A government must—it has been said more than once—exercise its power to punish "within the limits of civilized standards."552
¶ 119 A claim that a punishment is excessive is not judged by the standards that prevailed in pre-Revolutionary War times or when the Bill of Rights was adopted.553 Instead, the "basic concept" underlying the Eighth Amendment is "human dignity," and the Eighth Amendment "must draw its meaning from the evolving standards of decency that mark the progress of a maturing society."554 The Supreme Court thus looks to the "norms" that "currently prevail,"555 frequently trying to discern whether or not there is a "national consensus" against one kind of punishment or another.556 But "[c]onsensus is not dispositive," and in assessing whether a punishment is disproportionate to the crime, it is "the Court's own understanding and interpretation of the Eighth Amendment's text, history, meaning, and purpose" that must be consulted.557 The "'standard of extreme cruelty is not merely descriptive, but necessarily embodies a moral judgment,'" the Court has emphasized, explaining that "[t]he standard itself remains the same, but its applicability must change as the basic mores of society change."558
¶ 120 To assess the proportionality of a particular punishment, the Supreme Court once noted that "Eighth Amendment judgments should not be, or appear to be, merely the subjective views of individual Justices," but "should be informed by objective factors to the maximum extent possible."559 While Supreme Court Justices now explicitly reserve the right to consult their own sense of morality in making these judgments, more often than not the Court weighs a host of "objective" criteria before reaching its decisions.560 As the Court has held: "When sentences are reviewed under the Eighth Amendment, courts should be guided by objective factors that our cases have recognized."561
¶ 121 Over the years, the nation's highest court has consulted many different measures. In its cases, the Supreme Court has examined the gravity of the offense,562 a penalty's severity,563 the circumstances of the defendant's crime,564 public attitudes,565 state practice,566 legislative acts,567 and jury verdicts.568 The Court has also compared the sentences imposed on other criminals in the same jurisdiction or in other jurisdictions.569 But no one factor or criterion is dispositive in a given case,570 no penalty is per se constitutional, and it is the "independent judgment" of Justices themselves that must be brought to bear in deciding a punishment's acceptability under the Eighth Amendment.571
¶ 122 Ironically, by allowing the use of "death-qualified" juries, whereby death penalty opponents are excluded from capital juries, the Supreme Court has skewed some of the very data it considers in making Eighth Amendment judgments. Indeed, because capital juries are usually required to reach unanimous verdicts, death-qualified juries lead to more death sentences than might otherwise be expected as any potential hold-outs are eliminated from the jury pool at the outset.572 "Litigation involving both challenges for cause and peremptory changes," Justice John Paul Stevens has written, "has persuaded me that the process of obtaining a 'death qualified jury' is really a procedure that has the purpose and effect of obtaining a jury that is biased in favor of conviction."573 "The prosecutorial concern that death verdicts would rarely be returned by 12 randomly selected jurors," Justice Stevens concluded, "should be viewed as objective evidence supporting the conclusion that the penalty is excessive."574
¶ 123 Since Weems, the Eighth Amendment has been interpreted—and applied—in a variety of contexts by the Supreme Court. In Trop v. Dulles,575 a U.S. Army private was court-martialed, convicted of desertion, given a dishonorable discharge, and sentenced to "three years at hard labor" with "forfeiture of all pay and allowances."576 He was also stripped of his American citizenship.577 Finding an Eighth Amendment violation, the Supreme Court held that "the total destruction of the individual's status in organized society" is "a form of punishment more primitive than torture."578 "[T]he expatriate has lost the right to have rights," the Court ruled.579 The scope of the Eighth Amendment, the Court emphasized, "is not static," with the Court noting that "[t]he basic concept underlying the Eighth Amendment is nothing less than the dignity of man."580 "While the State has the power to punish," the Court stated, "the Amendment stands to assure that this power be exercised within the limits of civilized standards."581 The Court also remarked that "[t]he civilized nations of the world are in virtual unanimity that statelessness is not to be imposed as punishment for crime."582
¶ 124 Also in the non-capital context, Robinson v. California583 struck down a criminal sentence and held that while "imprisonment for ninety days is not, in the abstract, a punishment which is either cruel or unusual," it may not be imposed for the "status" of being "addicted to the use of narcotics."584 As Justice Stewart explained in Robinson: "Even one day in prison would be a cruel and unusual punishment for the 'crime' of having a common cold."585 And in Solem v. Helm,586 the Court held that imposing a life-without-possibility-of-parole sentence upon a repeat offender for uttering a $100 no-account check was prohibited by the Eighth Amendment.587 "Incarcerating him for life without possibility of parole," the Court ruled, "is unlikely to advance the goals of our criminal justice system in any substantial way" and was found to be "disproportionate" and "therefore prohibited by the Eighth Amendment."588
¶ 125 In capital cases, the Supreme Court has frequently used the Eighth Amendment to restrict the categories of death-eligible offenses.589Ford v. Wainwright590 barred the execution of the insane.591Atkins v. Virginia,592 in which the Court overruled a prior precedent, citing a "dramatic shift in the state legislative landscape,"593 outlawed the execution of the mentally retarded.594Roper v. Simmons595 barred the execution of offenders who were under the age of eighteen at the time of their crimes.596Enmund v. Florida597 forbade the execution of a defendant who aided and abetted a robbery during which a murder took place but in which that defendant did not take life, attempt to kill, or intend that lethal force be used in the commission of the crime.598 The thread running through these Supreme Court cases is that the offender—as the Court itself has acknowledged—had "a diminished personal responsibility for the crime."599
¶ 126 In Coker v. Georgia,600 the Supreme Court also held that a death sentence was "grossly disproportionate and excessive punishment" for the rape of an "adult woman."601 Emphasizing that Georgia, where the rape took place, was the sole U.S. jurisdiction authorizing a sentence of death for that crime,602 the Court held that the sentence violated the Eighth Amendment's cruel and unusual punishments clause.603 As the Court ruled: "The murderer kills; the rapist, if no more than that, does not. Life is over for the victim of the murderer; for the rape victim, life may not be nearly so happy as it was, but it is not over and normally is not beyond repair."604 And in 2008, the Coker ruling was extended to acts of child rape.605 The Court held that, at least with respect to cases that involve individual crimes, the death penalty would not be permitted for a non-homicidal act.606
¶ 127 The Supreme Court has also used the Eighth Amendment to "ensure consistency in determining who receives a death sentence."607 To guarantee "restraint and moderation in use of capital punishment,"608 the Supreme Court has insisted on judging the "character and record of the individual offender and the circumstances of the particular offense as a constitutionally indispensable part of the process of inflicting the penalty of death."609 Thus, a defendant in a capital trial has the right to raise as a mitigating factor any aspect of his or her character or record and any circumstances of the offense that might be a basis for a sentence less than death.610 The inherent conflict between these constitutional principles—that defendants be treated alike, to avoid racial bias and other inequities, yet also be treated as individuals, to recognize their humanity and unique characteristics—led Justice Blackmun to conclude the death penalty itself is unconstitutional.611
¶ 128 In its rulings, the Supreme Court often starts by looking at how many states either prohibit or permit a particular punishment.612 When Atkins was decided in 2002, the Court noted that thirty states, including twelve abolitionist ones, prohibited the death penalty for mentally retarded offenders, whereas only twenty states permitted that punishment.613 When Roper was handed down in 2005, the Court observed that thirty states prohibited the death penalty for juveniles, whereas only twenty states authorized such a sentence.614 In Enmund, the Court also emphasized that only eight jurisdictions authorized a death sentence solely for participation in a robbery during which an accomplice committed a murder.615 And in Kennedy the Court emphasized that "it is of significance that, in forty five jurisdictions, petitioner could not be executed for child rape of any kind"—a number that "surpasses the 30 States in Atkins and Roper and the 42 States in Enmund that prohibited the death penalty under the circumstances those cases considered."616
¶ 129 The counting of states permitting or prohibiting a death sentence is definitely part of the Eighth Amendment calculus, but the Supreme Court's opinions make clear that such a mechanical count is not the decisive factor. For example, in Atkins, after noting that fifteen states had recently barred the execution of the mentally retarded,617 the Court held that "[i]t is not so much the number of these States that is significant, but the consistency of the direction of change."618 Likewise, in Roper, the Court acknowledged that "the rate of change in reducing the incidence of the juvenile death penalty, or in taking specific steps to abolish it," had been "slower" than in the mental retardation context,619 but noted the "less dramatic" change was still "significant" and that "the same consistency of direction of change has been demonstrated."620 In Kennedy, after acknowledging that a handful of states had passed new laws making child rape a capital crime,621 the Court put it this way: "The evidence of a national consensus with respect to the death penalty for child rapists, as with respect to juveniles, mentally retarded offenders, and vicarious felony murderers, shows divided opinion but, on balance, an opinion against it."622 Thus, the fact that one or more states permit a particular punishment is not dispositive.623
¶ 130 The Court also looks carefully at how often a particular punishment is actually meted out. In Enmund, only six defendants could be identified who had been sentenced to death between 1954 and 1982 for felony murder where the defendant did not personally commit the homicidal act.624 In Roper, though just five additional states had outlawed juvenile executions in the preceding fifteen years,625 the evidence showed the execution of juvenile offenders was extremely rare.626 In the prior ten years, only three states, Oklahoma, Texas and Virginia, had executed juvenile offenders.627 In Atkins, only five states had executed offenders known to have an IQ below seventy628 between 1989 and 2002.629 And in Kennedy, the Court emphasized that "[s]tatistics about the number of executions may inform the consideration whether capital punishment for the crime of child rape is regarded as unacceptable in our society."630 The Court noted that "no individual has been executed for the rape of an adult or child since 1964" and that "no execution for any other non-homicide offense has been conducted since 1963."631
¶ 131 Although it has found capital punishment in these situations to violate the Eighth Amendment, the Supreme Court has indicated that the death penalty is not per se unconstitutional.632 For example, in Trop, the Court stated in dicta:
Whatever the arguments may be against capital punishment, both on moral grounds and in terms of accomplishing the purposes of punishment—and they are forceful—the death penalty has been employed throughout our history, and, in a day when it is still widely accepted, it cannot be said to violate the constitutional concept of cruelty.633
In Gregg, the Supreme Court also stated that "[t]he Court on a number of occasions has both assumed and asserted the constitutionality of capital punishment"—though the Court, in upholding Georgia's death penalty law, acknowledged that until Furman it had not "confronted squarely" the claim that the death penalty was per se unconstitutional.634 The Baze decision, which set off a new round of American executions,635 also reaffirmed that the Supreme Court now does not view the death penalty itself as unconstitutional.636
¶ 132 The Supreme Court, in fact, has upheld the constitutionality of more than one method of execution. In Wilkerson v. Utah,637 the Court approved the use of a public firing squad, finding that execution by shooting or hanging was a customary military practice.638 In In re Kemmler,639 the Court rejected an Eighth Amendment challenge to the use of the electric chair.640Holden v. Minnesota641 approved laws requiring private, nighttime executions,642 thus accelerating the passage of such laws.643 Another Eighth Amendment challenge, to a New York law requiring solitary confinement of convicted murderers prior to their execution, was rejected in McElvaine v. Brush.644 In Louisiana ex rel. Francis v. Resweber,645 the Court held that it was not "cruel and unusual punishment" to carry out an inmate's execution after the first attempt to electrocute him failed to cause the inmate's death.646 And in Baze, the Supreme Court upheld Kentucky's lethal injection protocol.647 What remains to be seen, of course, is how the Supreme Court will deal with future challenges, whether to other lethal injection protocols,648 to the execution of mentally ill inmates,649 or to the death penalty itself.
¶ 133 The young Italian philosopher, Cesare Beccaria, identified or anticipated nearly all of the problems that have plagued—and continue to plague—capital punishment. He identified the barbaric example that the death penalty sets, arguing that executions do not deter crime any better than life imprisonment.650 "[T]he strongest impediment to crimes is not the terrible and fleeting spectacle of death of a wretch," Beccaria believed, "but the long and repeated example of a man deprived of his liberty. . . ."651 He condemned the arbitrariness and unfettered discretion that is so often present in the law—and that has particularly deadly consequences when a person's life is at stake.652 He railed against the inequalities he saw in the legal system653—prejudices that have been associated with capital punishment for centuries.654 And he recognized the death penalty's "irreparability," the ever-present possibility of human error, and thus the continual risk of condemning or executing the innocent.655
¶ 134 Beccaria's part utilitarian/part retributivist philosophy656 was focused not only on enforcing the rule of law and punishing crime, but also on preventing crime. Swift, proportionate punishments, not barbaric ones, Beccaria believed, were "more just and useful."657 Today, of course, the handful of inmates who are executed in America—and often in the most arbitrary and capricious manner imaginable658—spend years on death row before being executed.659 "Do you want to prevent crimes?" Beccaria wrote. "Then see to it that enlightenment accompanies liberty."660 Beccaria saw education as a key to preventing crime,661 and viewed executions as unnecessary and ineffective deterrents.662 He went on to say: "[W]hile the death penalty may be the most rapid way of getting rid of guilty people, it is not the most useful to deter crimes."663
¶ 135 Beccaria detailed his ideas in On Crimes and Punishments. "For the death penalty to be deemed necessary to serve as an example capable of discouraging the most serious crimes," Beccaria wrote, "it would be necessary to prove with facts, showing that where the death penalty has been most frequently employed, such crimes were far fewer in number than in places where the same death penalty was used less or not at all."664 Just as Beccaria found the opposite to be true,665 modern-day statistics consistently show that, in America, death penalty states have far worse homicide rates than abolitionist states.666 Some studies even conclude that executions, far from deterring crime, actually have a brutalizing effect, causing more homicides.667 The long-standing and persistent focus on statistical data, of course, glosses over the real moral and human rights issues raised by the death penalty.
¶ 136 Beccaria's far-reaching influence on Anglo-American law—and on the death penalty debate—is demonstrated by the sheer number of references to him. Many American judges have cited Beccaria,668 and his name appears in multiple Supreme Court cases.669 In Ullmann v. United States,670 for example, the petitioner claimed that the Immunity Act of 1954, making it a crime to refuse to testify about matters of national security, violated the Fifth Amendment privilege against self-incrimination.671 The Supreme Court upheld the Act,672 but Justices William O. Douglas and Hugo Black dissented, invoking Beccaria, calling for the reversal of the petitioner's conviction, and arguing that "[t]he Fifth Amendment was designed to protect against infamy673 as well as prosecution."674 Beccaria was "well known" in America, particularly to Jefferson, the dissenters argued, noting that the Italian thinker "was the main voice against the use of infamy as punishment."675
¶ 137 The other Beccaria mentions are brief, but still show the man's considerable influence among liberals and conservatives alike. In Furman v. Georgia,676 Beccaria was relegated to a footnote, cited by Justice Thurgood Marshall for the proposition that "[p]unishment as retribution has been condemned by scholars for centuries."677 And in Payne v. Tennessee,678 Chief Justice William Rehnquist invoked Beccaria in finding that the Eighth Amendment did not prohibit sentencing juries from considering victim impact evidence.679 As Chief Justice Rehnquist wrote: "Writing in the 18th century, the Italian criminologist Cesare Beccaria advocated the idea that 'the punishment should fit the crime.' He said that '[w]e have seen that the true measure of crimes is the injury done to society.'"680
¶ 138 Since Beccaria's time, American judges have become key participants in the death penalty debate. In Baze v. Rees,681 death row inmates claimed that Kentucky's three-drug, lethal injection protocol violated the Eighth Amendment's cruel and unusual punishments clause.682 The prisoners claimed that Kentucky's protocol posed an unacceptable risk of significant pain.683 Although Kentucky's law did not specify a particular protocol that had to be followed,684 state officials developed a protocol that called for the injection of 2 grams of sodium thiopental, 50 milligrams of pancuronium bromide, and 240 milliequivalents of potassium chloride.685 Sodium thiopental is a fast-acting sedative that, if properly administered, induces a deep, coma-like unconsciousness;686 pancuronium bromide is a paralytic agent that suppresses muscle movements and stops respiration; and potassium chloride induces cardiac arrest.687 The death-row inmates in Baze contended that improper administration of sodium thiopental would cause them to suffer severe pain and that the State of Kentucky had failed to take adequate precautions to protect inmates from excruciatingly painful executions.688
¶ 139 Part of the inmates' challenge targeted the poor training of execution participants.689 In Kentucky, doctors play no role in executions because a state statute bars physicians from participating in the "conduct of an execution," except to certify the cause of death.690 A certified phlebotomist and an emergency medical technician were instead tasked with performing the venipunctures necessary for the catheters, with other personnel loading the chemicals into the syringes.691 In order to reduce the risk of maladministration of the protocol, Kentucky required IV team members to have at least one year of professional experience and to participate, along with other team members, in at least ten practice sessions per year.692 The protocol also called for the IV team to establish both primary and back-up lines and prepare two sets of the lethal injection drugs. These measures were intended to ensure that if an insufficient dose of sodium thiopental was initially administered an additional dose could be given through the back-up line.693
¶ 140 The Baze case generated multiple opinions. In a plurality opinion authored by Chief Justice John Roberts, the Supreme Court held that Kentucky's protocol was acceptable and that the state's failure to adopt an alternative, assertedly more humane protocol did not render Kentucky's scheme unconstitutional.694 "[A]n inmate cannot succeed on an Eighth Amendment claim," Chief Justice Roberts wrote, "simply by showing one more step the State could take as a failsafe for other, independently adequate measures."695 "It is clear," Roberts wrote, "that the Constitution does not demand the avoidance of all risk of pain in carrying out executions."696
¶ 141 Kentucky's death row inmates had proposed an alternative, one-drug protocol that would have dispensed with the use of pancuronium and potassium chloride—a protocol never adopted or tested by any State for executions.697 In support of this approach, they pointed out that a barbiturate-only protocol is used routinely by veterinarians in putting animals to sleep and that twenty-three States actually bar veterinarians from using a neuromuscular paralytic agent like pancuronium bromide.698 Affirming the lower court's judgment, however, the Supreme Court ruled that the inmates "have not carried their burden of showing that the risk of pain from maladministration of a concededly humane lethal injection protocol, and the failure to adopt untried and untested alternatives, constitute cruel and unusual punishment."699
¶ 142 In the United States, approximately 3300 people live on death row, though fifteen states and the District of Columbia have now done away with capital punishment.700 Thirty-five states, plus the federal government and the U.S. military, still authorize the death penalty,701 though federal executions are infrequent.702 Kansas, New Hampshire and the U.S. military—all of which authorize executions—have actually not seen one in over three decades.703 Since 1976, there have been more than 1100 executions in the U.S., with the annual number peaking at ninety-eight in 1999.704 But executions have trailed off since 1999, with the number declining to forty-two in 2007 and falling even further in 2008 as executions were put on hold while the Court considered the challenge to lethal injection.705
¶ 143 Although Baze paved the way for more executions by upholding Kentucky's lethal injection protocol, that case drew two dissenters.706 Justice John Paul Stevens—writing with candor and passion, though concurring in the result—criticized the way in which capital punishment laws are enforced. He emphasized that America's decision to retain the death penalty is "the product of habit and inattention rather than an acceptable deliberative process,"707 and he said that "the imposition of the death penalty represents 'the pointless and needless extinction of life.'"708 Noting that Kentucky barred veterinarians from using neuromuscular paralytic agents like pancuronium bromide for animal euthanasia, Justice Stevens wrote pointedly: "It is unseemly—to say the least—that Kentucky may well kill petitioners using a drug that it would not permit to be used on their pets."709
¶ 144 Already, the death penalty is largely a regional phenomenon. Just ten states, Alabama, Florida, Georgia, Louisiana, Missouri, Oklahoma, North Carolina, South Carolina, Texas, and Virginia, account for more than eighty percent of all executions nationwide since 1976.710 Since executions resumed in America in 1977 with Gary Gilmore's execution in Utah,711 Texas alone has carried out over 400 executions (more than one-third of all executions)—making Texas the nation's undisputed execution capital.712 In fact, since Baze, the first twenty executions all took place in the South, with forty percent of them again taking place in just one locale, the State of Texas.713
¶ 145 But even in the Lone Star State—where public opinion polls have consistently shown strong support for capital punishment—things are changing. In 2007, the Dallas Morning News, unable to reconcile the death penalty's imperfections and its irreversibility, changed its position and now advocates abolition. "We do not believe that any legal system devised by inherently flawed human beings can determine with moral certainty the guilt of every defendant convicted of murder," the editorial board wrote.714 And in 2008, after yet another inmate's exoneration, Dallas County District Attorney Craig Watkins announced that his office would review nearly forty death penalty convictions for potential errors and, if necessary, halt executions pending the review.715
¶ 146 It is clear, now more than ever, that a worldwide trend toward the death penalty's abolition is afoot.716 The sheer number of countries that have outlawed executions since 1975, in fact, demonstrates just how far the world's abolitionist movement has come.717 In the late 1970s, Portugal, Denmark, Luxembourg, Nicaragua and Norway abolished the death penalty for all crimes, and Brazil, Fiji and Peru outlawed death sentences for ordinary crimes.718 In the 1980s, France, The Netherlands, Australia, Haiti, Liechtenstein, the German Democratic Republic, Cambodia, New Zealand, Romania and Slovenia abolished capital punishment for all crimes, and Cyprus, El Salvador and Argentina did away with death sentences for ordinary crimes.719
¶ 147 This abolitionist trend continued unabated in the 1990s, with thirty-two countries and Hong Kong abolishing capital punishment for all crimes720 and several other countries forbidding death sentences for ordinary crimes.721 In the twenty-first century, as of 2008, fifteen more countries abolished the death penalty for all crimes,722 with others outlawing capital punishment for ordinary crimes.723 Given what has happened thus far, it seems likely that other countries around the world will follow suit in the years to come. For America itself, it is an undeniable reality that the debate is shifting and that many changes have taken place since the time of Beccaria and the Founding Fathers.
¶ 148 Executions in the United States were once rowdy, public affairs, often attended by hundreds or thousands of spectators, and these spectacles were frequently replete with drunkenness, merriment and even acts of crime committed in the very shadow of the gallows.724 At the 1822 execution of John Lechler in Pennsylvania, pickpockets worked the crowd and at least fifteen of the 20,000 spectators were arrested, one for larceny, another for murder, and still others for assault and battery or vagrancy.725 The widespread belief that such scenes only brutalized society is actually what largely prompted legislators to relocate executions indoors, behind thick prison walls.726
¶ 149 As American executions moved into prisons, state legislatures often simultaneously enacted "gag" laws—such as Minnesota's "midnight assassination law," which required private, nighttime executions that could only be witnessed by a few people—to strictly regulate attendance at executions.727 Such laws generally limited attendance to six to twelve "reputable" or "respectable" citizens,728 often barred newspaper reporters from attending executions or otherwise restricted media access, and even made it a crime to report the details of executions.729 Politicians became so concerned after these spectacles that, in 1893, Connecticut, for example, passed a private execution law that only permitted "adult males" to attend executions.730 The ritual of American executions has thus evolved, and is now hidden from public view, visible only to a handful of prison officials, hand-picked media representatives, and official witnesses.731
¶ 150 Not only did the privatization of executions radically alter America's death penalty debate, but two other developments—the move to nighttime executions and changes in the method of execution—also shaped that debate in significant ways.732 The passage of nighttime execution laws, requiring hangings "before sunrise" or between, say, midnight and 3:00 a.m., as Delaware law provides,733 made clear that legislators wanted to shield the public and the press from these gruesome events.734 Such laws, first passed in the 1880s in the Midwestern states of Ohio, Indiana, and Minnesota, were soon enacted around the country, forcing executions into the dead of night.735 From 1977 to 1995, more than eighty percent of all American executions took place between the hours of 11:00 p.m. and 7:30 a.m., with over half taking place between midnight and 1:00 a.m.736 Americans, in other words, were often fast asleep when executions took place.
¶ 151 The continual search for—and implementation of—more "humane" ways to put inmates to death shows the discomfort associated with state-sanctioned killing. The preferred method of execution shifted from the noose737 and firing squad738 to electrocution739 and the gas chamber740 to what we predominately use today: lethal injection.741 Chemically induced death—now the preferred method of execution—attempts to clinically mask the horror of state-sponsored killings, even as many physicians categorically refuse to participate in these veiled rituals that predate the Dark Ages.742
¶ 152 In the last few decades, yet another U.S. development is of note: the frontal assault on habeas corpus. It began with a series of Supreme Court cases curtailing the availability of that venerable, centuries-old remedy.743 The Court in Coleman v. Thompson,744 for example, refused to consider a death-row inmate's claims after his lawyer filed the notice of appeal three days late.745 In other cases, death-row inmates' claims have been denied on the basis of complex legal doctrines such as the Teague v. Lane746 "non-retroactivity" principle.747 In one case, the Supreme Court even held that death row inmates—who have no realistic ability to vindicate their habeas corpus rights without a lawyer—have no constitutional right to counsel in habeas corpus proceedings.748
¶ 153 The assault continued with the passage of the Antiterrorism and Effective Death Penalty Act of 1996.749 That Act contains a one-year statute of limitations, makes it more onerous to file habeas petitions, and requires federal courts to give greater deference to state courts—all in an effort to streamline court proceedings to speed up executions.750 The culmination of the assault on habeas corpus came when the Bush Administration determined that detainees in U.S. custody could be held for indefinite periods of time without charge.751 Only in 2008 did the Supreme Court step in and rule that Guantánamo Bay detainees—some held for over six years—have the constitutional right to file habeas corpus petitions to challenge the legality of their detention.752
¶ 154 Although George W. Bush oversaw many Texas executions as governor and the Bush Administration fervently backed capital prosecutions,753 the abolitionist movement in the United States—and around the world754—is still very much alive. The National Coalition to Abolish the Death Penalty755 does advocacy work and puts out alerts, and dozens of affiliates and other national and state organizations, including the Campaign to End the Death Penalty756 and The Moratorium Campaign,757 also work to end capital punishment.758 The ACLU also seeks a national moratorium on executions; Murder Victims' Families for Reconciliation,759 comprised of the family members of homicide victims, opposes capital punishment; and Amnesty International regularly opposes executions and tracks death penalty developments.760 Another non-profit, the Death Penalty Information Center, maintains a comprehensive website providing the latest information on death penalty issues.761 All of these entities are harnessing the power of the Internet and combating capital punishment with another powerful tool: the facts.
¶ 155 The death penalty has been used for centuries, so it would be naïve to believe that this form of punishment will die out without a difficult and prolonged fight. In the United States, the battles over death sentences were fought first in state legislatures, then moved to the courts, culminating with the challenge to the death penalty's constitutionality in Furman. Although the Supreme Court has rejected constitutional challenges to the death penalty itself and to the most common method of execution—lethal injection—this does not mean that Eighth Amendment challenges are dead letters. On the contrary, the Eighth Amendment continues to have vitality, if for no other reason than because the Eighth Amendment's interpretation is tied to changing public attitudes and the "evolving standards of decency that mark the progress of a maturing society"—the touchstone that the Supreme Court itself has articulated as the law.762
¶ 156 While the Supreme Court may not declare the death penalty unconstitutional anytime soon, its Eighth Amendment jurisprudence is already fraught with irreconcilable contradictions brought about by the inhumanity of executions.763 The Supreme Court, for example, has repeatedly made clear that the Eighth Amendment safeguards a prisoner's treatment and his or her conditions of confinement.764 When someone is imprisoned, the Constitution imposes "a corresponding duty" on the government "to assume some responsibility" for that inmate's "safety and general well being."765 Thus, the Supreme Court's Eighth Amendment jurisprudence protects inmates from physical harm yet permits their execution.
¶ 157 In Estelle v. Gamble,766 the Supreme Court specifically held that "deliberate indifference to serious medical needs of prisoners" violates the Eighth Amendment because it constitutes the "unnecessary and wanton infliction of pain."767 Likewise, in Helling v. McKinney,768 the Court held that a prisoner stated a civil rights claim under the Eighth Amendment based on exposure to second-hand smoke.769 In yet another case, Hope v. Pelzer,770 the Court held that Alabama prison officials violated the Eighth Amendment when they handcuffed a shirtless inmate to a hitching post for seven hours, denied him bathroom breaks, and gave him water only once or twice, which resulted in sunburns and dehydration.771 Is it not ironic that the Eighth Amendment protects inmates from second-hand smoke and gratuitous, day-long exposure to the hot sun yet allows states to deliberately kill prisoners?772
¶ 158 For now, the battle over America's death penalty will return—as it must—to legislatures across the country. Capital punishment opponents will have to continue to push for moratoriums and continue to expose all of the death penalty's many flaws. Wrongful convictions—such as those uncovered by Northwestern's Center on Wrongful Convictions773—must be better publicized so that the stories of the innocent who spent time on death row are not forgotten.774 The full extent of racial discrimination in the death penalty's administration—as found in study after study and recognized by the Supreme Court itself—must be brought to the public's attention.775 The arbitrary application of the death penalty—something that has not changed since Furman or, for that matter, since Beccaria's time—also must be highlighted,776 as must the enormous financial costs of the death penalty. Dollars now spent on pursuing the death penalty could be better spent to prevent crime, to educate our children, and to further public safety in our communities in concrete ways.777 Finally, the emotional toll that executions exact on judges and jurors, as well as on prison guards and executioners, must be brought to light.778
¶ 159 As a society, we certainly do not hold up executioners—those who deliver the deadly intravenous drugs at lethal injections—as role models for our children. Why? Because what executioners do—kill people who are strapped down on gurneys—is so undignified, so uncivilized. Even while authorizing them, those most responsible for executions like to keep a safe, respectable distance from them. Neither governors nor federal judges, for example, ever pull the switch or push the buttons that end a person's life, as that would be far too unseemly. Instead, legislators, governors, and judges direct prison guards—whose identities are protected779—to carry out executions, something that few people would want to do themselves.780 American parents may dream of their children going to college, becoming doctors or lawyers or maybe even growing up to be President one day, but I suspect no mothers or fathers want their children to grow up to be executioners.
¶ 160 Because we let it, the gears of America's death penalty machine thus grind on, churning out execution after execution.781 And because nothing is done to stop them, executions continue to take place using execution equipment supplied by the likes of Fred Leuchter, a Holocaust denier and designer of execution machines who was found to have practiced engineering without a license.782 Meanwhile, the men and women tasked with killing killers suffer headaches, loss of sleep and recurring nightmares, even debilitating mental breakdowns after they perform the ugly work asked of them.783
¶ 161 Everywhere the death penalty is still in use, executioners are left to grapple with what they do—and with what they have done. In Uganda, a prison official who oversaw what he called a "debasing and dehumanizing" execution vowed to never attend one again, saying he did not sleep for two days after witnessing it, and that it was "particularly unnerving" to have to command others to carry it out because—as he attested in his affidavit—"my conscience tells me that killing is wrong."784 Executioners in the United States have also expressed qualms or deep personal reservations about what they do, with many coming to oppose executions altogether.785 For example, Jeanne Woodford—San Quentin's former warden—wrote that she "came to believe that the death penalty should be replaced with life without the possibility of parole." "To take a life in order to prove how much we value another life does not strengthen our society," she explained, saying that the death penalty "devalues our very being and detracts crucial resources from programs that could truly make our communities safer."786
¶ 162 Over two centuries ago, Beccaria himself recognized the ambivalence ordinary citizens feel towards executioners. "What are the sentiments of each individual regarding the death penalty?" Beccaria asked. "We may read them," he offered, "in the attitudes of indignation and contempt with which everyone views the hangman, who is, to be sure, an innocent executor of the public will."787 Lawyers—who keep executioners in business—would be well advised to take a cue from what is already happening in the medical profession. Physicians—who once played prominent roles at executions, standing by to pronounce the hour and minute of an inmate's death—now regularly refuse to participate.788 Following the Hippocratic Oath,789 the American Medical Association considers it an ethical violation for doctors to take part in these rituals.790 How long, one wonders, will it take for judges and lawyers to follow suit? Why, after all, should members of the bar have to advocate that other human beings die as part of their jobs?
¶ 163 In the eighteenth century, the death penalty was often used in place of imprisonment—and to prevent anarchy or revolution. Whatever rationales existed in Beccaria's day for the death penalty's use, however, no longer apply in the modern era. In Beccaria's time, well-developed prison systems to incarcerate criminals for long periods of time did not exist.791 In contrast, the United States now has multiple maximum-security prisons capable of housing murderers, terrorists and other violent offenders. Likewise, whereas political instability and revolutions were extremely common in the eighteenth century, the United States is now a stable, well-developed democracy, the exact opposite of a country at risk of falling into a state of anarchy. Thus, executions are unnecessary and unwarranted in this day and age—a time in which we all share a heightened awareness of the concepts of human dignity and human rights.
¶ 164 The heinous crimes committed by the occupants of America's death rows—comprised mostly of men who grew up learning that violence and abuse was the way to solve problems792—are unspeakable. These murderers have, in cold blood, killed another human being, sometimes more than one. And the manner in which they have done so—with semi-automatic assault rifles or sawed-off shotguns, with switchblades or scissors, with rat poison or their own bare hands—never ceases to shock and offend our collective sensibilities and humanity.793 One need only read judicial opinions in homicide cases—in particular, the portions recounting the facts of brutal, cold-blooded murders—to know the horror of any murder.
¶ 165 The people we execute are killers, to be sure—sometimes even grisly serial killers whose horrendous crimes have claimed multiple lives.794 But convicted murderers are also deeply troubled people who have often suffered unspeakable acts of child abuse795—horrific abuse that is well-documented.796 Those who end up on death row have so frequently suffered severe physical or sexual abuse797 that the profound abuse found in the ranks of death row inmates almost qualifies as a cliche.798 One study of fourteen juveniles on death row found twelve had been "brutally" abused and five had been sodomized by older family members.799 Frontal lobe dysfunction and other disorders are common, with clinicians routinely identifying child abuse and traumatic brain injuries.800 Once studied, the disturbing backgrounds of death row inmates give added force to the memorable lines of the poet W. H. Auden: I and the public know / What all schoolchildren learn / Those to whom evil is done / Do evil in return.801
¶ 166 Indeed, as a class, killers are often drug addicts and alcoholics,802 poor and mostly uneducated,803 and often suffer from head injuries and brain damage.804 Many are mentally retarded,805 homeless,806 illiterate,807 exhibit suicidal tendencies,808 have profound depression or suffer from debilitating diseases like paranoid schizophrenia,809 Post-Traumatic Stress Disorder (PTSD)810 or other severe mental illnesses.811 Given their backgrounds, perhaps it should come as no surprise that many death row inmates engage in violent behavior or even go insane.812
¶ 167 Many death row inmates, in the depths of despair and having previously attempted to kill themselves, formally abandon their appeals and "volunteer" to die, leading to a bizarre form of state-assisted suicide.813 One man, David Rice, was actually sentenced to death in absentia—that is, not in the jury's presence—after he ingested a nicotine drink brewed from cigarettes and had to be hospitalized.814 In other cases, intermittently insane death-row inmates are forcibly medicated solely for the purpose of making them mentally competent to be executed.815 That is precisely what happened in 2003 when the Eighth Circuit, on a closely divided, six-to-five vote, approved the forcible medication and execution of Charles Singleton.816
¶ 168 The personal histories of death row inmates stand in sharp contrast with the backgrounds of the Supreme Court Justices who sit in judgment in capital cases. The nine Justices were educated at renowned institutions of higher education, with Ivy League schools and diplomas galore. They received undergraduate degrees at Harvard College, Princeton University, Stanford University, Cornell University, Georgetown University, Holy Cross College, and The University of Chicago. They studied overseas at the London School of Economics, Oxford University, and the University of Fribourg in Switzerland. They earned law degrees from Harvard Law School, Yale Law School, Columbia Law School, and Northwestern University. Before joining the nation's highest court, they worked as judicial clerks, as corporate counsel, at major law firms or as law professors, and as high-level officials serving the U.S. Department of Justice, the U.S. Courts of Appeals, and the President.817
¶ 169 It seems incongruous that judges with such respected pedigrees should spend their days donning black robes and deciding whether poor, overwhelmingly uneducated inmates, should live or die.818 Isn't there something terribly amiss when such highly educated people spend their time parsing the lexicon of death, arguing over "special issues" and "aggravating" and "mitigating" factors,819 as human lives—already shattered by abuse and poverty and prison life—literally hang in the balance? It goes without saying that murderers are sick people who have committed horrific acts. After all, if not for severe mental illness, why would they have acted the way they have? When our most respected figures, our governors and our state and federal judges, execute death warrants or cause the death penalty to be carried out, what does that say about our culture and society?820 And what does it say about our legal culture when four Supreme Court Justices—the number necessary for a grant of certiorari—agree to hear a death penalty case, only to have the execution go forward anyway because a fifth vote cannot be mustered to impose a stay until the appeal can be heard?821
¶ 170 The use of the death penalty raises all kinds of moral and ethical questions. Should we derive any satisfaction from the fact that deranged people—and no doubt a few innocent ones—are being put to death on our behalf?822 Or should we take any solace in the fact that we, in executing inmates, are stooping to the level of the killers themselves? And what about the stigma and pain society inflicts on the families of those we execute?823
¶ 171 Just as homicides inflict untold suffering on murder victims' families, the family members of death row inmates experience grief and anguish after an execution. In fact, relatives and friends of death row inmates—stigmatized and depressed by executions—are known to have committed suicide after executions.824 Given the mental distress caused by executions, perhaps it's time to ponder again the eighteenth-century words of Dr. James McHenry, a close friend of Dr. Benjamin Rush, who once said this in urging mercy for Pennsylvania mutineers: "Our national character can never be supported by a sacrifice of national humanity. I have always thought, and the history of all nations teach me that I am right that acts of mercy serve more to dignify and raise the character of a government than acts of blood."825
¶ 172 The last chapter of the abolition movement has yet to be written. Even after the Supreme Court's approval of lethal injection in Baze, the Eighth Amendment may yet prove instrumental in future challenges to the death penalty. If enough states were to do away with capital punishment, the Supreme Court could conceivably strike down the death penalty altogether—just as it has for certain categories of offenders, such as juveniles, the mentally retarded, those who did not take life, and the insane.826 Likewise, if American juries routinely stopped imposing death sentences, leaving just a small number of people sentenced to death each year, the Supreme Court might declare the death penalty unconstitutional because of how rarely it is inflicted.827 Given that the federal government and thirty-five states still have death penalty laws—and that death sentences are still being handed down, if only sporadically—it seems unlikely that a categorical ruling to that effect will be made anytime soon. But the future is hard to predict, and it is certainly within the realm of possibility that the nation's highest court will once again take up the issue of the death penalty's constitutionality.828
¶ 173 Some argue that the U.S. Constitution's text precludes the Supreme Court from ever declaring the death penalty unconstitutional.829 They argue that the Framers clearly contemplated the infliction of death as a punishment, as reflected in the language of the Bill of Rights.830 In particular, they cite the Constitution's use of the words "capital," "life," and "life or limb,"831 saying those words lead to the inexorable conclusion that the death penalty itself is constitutional.832
¶ 174 Though some Founders, like Dr. Benjamin Rush, categorically opposed capital punishment, it is certainly true that in the late eighteenth century the death penalty was widely accepted in American life as a punishment for murder.833 However, people in the founding era also envisioned punishing people by cutting off ears and limbs—something no one today would argue is constitutionally permissible.834 If the state can no longer cut off body parts, as even the well-known originalist Robert Bork once conceded should not be done,835 why should the state be perpetually authorized to take life?836 In fact, given that the death penalty was authorized in America by numerous eighteenth-century laws, it would have been surprising had the Bill of Rights not guaranteed due process protections against the taking of "life," the state's ultimate sanction.
¶ 175 In fact, the Bill of Rights was put in place to protect individual rights, not to affirmatively deprive individuals of their property, their liberty or their lives. And the list of protected rights is impressive. The First Amendment protects the freedoms of religion, speech and the press and the right of people to assemble and petition for redress of grievances.837 The Second Amendment protects "the right of the people to keep and bear Arms,"838 and the Fourth Amendment protects against "unreasonable searches and seizures."839 The Fifth Amendment confers due process rights, requires grand jury indictments for certain crimes, and guards against double jeopardy, self-incrimination, and takings without just compensation.840 The Sixth Amendment guarantees speedy and public trials before impartial juries, the assistance of counsel, and confrontation and process rights.841 The Seventh Amendment guarantees the right to trial by jury in certain cases,842 and the Ninth and Tenth Amendments speak of rights "retained by the people"843 or "reserved to the States . . . or to the people."844
¶ 176 The Eighth Amendment—like all the others—is an integral part of the Bill of Rights that cannot be ignored by judges or legislators. Thus, if a fine is "excessive" or a punishment is found to be "cruel and unusual" it violates the Eighth Amendment and is unconstitutional—with no further analysis required. The Eighth Amendment plainly does not say that only those punishments deemed cruel and unusual in 1791 are prohibited. On the contrary, the Eighth Amendment uses common words like "excessive" and "cruel and unusual" that successive generations can interpret for themselves—something the Supreme Court itself has recognized in its decisions.845 Indeed, early American jurists routinely used the everyday words "cruel" and "unusual" in their judicial opinions846 just as legislators used—and continue to use—those words in legislation.847
¶ 177 In interpreting the Eighth Amendment, it is also important to keep in mind what else the Constitution does not say. The Constitution does not say that murderers or other criminals shall be punished by death,848 and it certainly does not say that capital punishment shall be deemed constitutional in perpetuity, regardless of how society may evolve and change.849 The Constitution and the Bill of Rights protect individual rights, they do not forever enshrine the death penalty in American law.850 In the end, it is for the Supreme Court Justices to decide—as their solemn oaths to uphold the Constitution require851—whether death sentences constitute "cruel and unusual punishments."852
¶ 178 All of the powers granted in the Constitution—as every civics student learns—come from "We the People of the United States."853 That means, of course, that so long as death penalty laws exist, it is we, the American people, who are allowing executions to occur. But do we really want our government—the one we empower—to be killing in our names? In reality, doesn't the death penalty only demean us? In effect, doesn't the death penalty only bring us down to the level of killers? By allowing executions in our constitutional form of government, it is, after all, "We the People" who become the executioners—those dark, shadowy figures from the Dark Ages who have been shunned throughout history.854 Fortunately, with maximum-security prisons and life-without-parole statutes, we now have a viable alternative to executions—locking up violent offenders—that we can use.
¶ 179 America's death penalty, a vestige of harsh English criminal codes that no longer exist, has corrupted Eighth Amendment jurisprudence and become our national shame. Capital punishment laws, which gratuitously take life, are morally bankrupt, do nothing to further public safety, and only lessen America's credibility abroad when we talk about promoting human rights. There is, in fact, no persuasive scientific proof that executions deter violent crime more effectively than life-without-parole sentences.855 A few recent studies, roundly criticized for their methodologies, make wild and reckless claims that frequent executions deter homicidal acts and—in the words of the researchers—"save" lives.856 But such studies fail to consider the powerful deterrent effect of life-without-parole statutes and sentences.857
¶ 180 The "deterrence" hypothesis is particularly weak in the modern-day context in which capital punishment is administered. First, executions are now carried out in private—a change initiated by nineteenth-century American legislators who themselves found executions to be brutalizing.858 The publicity surrounding executions is thus reduced or, in some cases, almost non-existent. Second, only a tiny percentage of American murderers are ever executed, making the "deterrence" theory all the more implausible.859 It thus makes no sense to craft social policy and continue to put people to death on the basis of outlier studies purporting to find a greater deterrent effect for executions than for imprisonment.
¶ 181 Indeed, murderers are the exact opposite of rational actors, and the very fact that they have murdered people shows their utter lack of judgment. There is thus little reason to believe that poorly educated, hot-headed killers, who often suffer from brain damage and severe mental illnesses, ever rationally weigh the consequences of their actions—especially when drunk or on drugs, as they frequently are when they commit their crimes.860 Perhaps that explains why the vast majority of police chiefs and criminologists do not believe executions effectively deter murder.861 Given the lack of credible evidence demonstrating any causal relationship between death sentences and lower murder rates, it seems rather Orwellian—to say the least—to contend that state-sanctioned killing "saves" lives.862
¶ 182 In actuality, death sentences have become a burdensome distraction—and at times, even an outright impediment—to law enforcement efforts. The death penalty saps the resources of America's criminal justice system, and at bottom, death sentences are only corrosive of our efforts to build a more just and less violent society. As Justice Louis Brandeis once wrote: "Decency, security, and liberty alike demand that government officials shall be subjected to the same rules of conduct that are commands to the citizen."863 "Our government," he explained, "is the potent, the omnipresent teacher. For good or for ill, it teaches the whole people by its example."864
¶ 183 In pondering what comes next in the centuries-old death penalty debate, Americans should not delude themselves as to their own role in executions. Neither should we, as Americans, turn a blind eye to what is happening in our nation's prisons or to what is at stake from a moral standpoint. It is our nation's citizenry who, as their own governors, bear collective responsibility for the delivery of deadly chemicals to inmates strapped down on prison gurneys. Executioners may do the work, perhaps reluctantly or in conflict with their own consciences, but they do so only in accordance with statutes, death warrants, and court orders. Because the people's representatives pass those laws and issue those directives, it is not the laws or the pieces of paper that kill. Instead, it is we as American citizens who, through our authorized agents, the executioners, bear responsibility for such killings. As George Bernard Shaw, Great Britain's Nobel Laureate in Literature, once remarked: "Criminals do not die by the hands of the law. They die by the hands of other men."865
¶ 184 The Founding Fathers foresaw a future—for themselves and for future generations—where Americans would not only govern themselves, but would live in an enlightened, prosperous, and civilized society, where cruel and barbarous conditions would not be tolerated. The Founders—who began their struggle for human rights by signing the Declaration of Independence866—knew they would have to fight to realize their vision, but that it was one worth fighting for.867 The key to that vision was—and remains—an informed citizenry. As James Madison so eloquently articulated generations ago: "A popular Government, without popular information, or the means of acquiring it, is but a Prologue to a Farce or a Tragedy; or perhaps both. Knowledge will forever govern ignorance; And a people who mean to be their own Governors, must arm themselves with the power which knowledge gives."868
¶ 185 Ideally, the standards and mores of Americans will evolve to the point where death sentences come to be abhorred as much as lynchings are now. Until that happens, however, the lofty language in the Universal Declaration of Human Rights869 about the "right to life"—as well as similar aspirational words from the Declaration of Independence870—will be mere words, nothing more than a goal to be sought after, and certainly not a reality achieved. Wouldn't it be nice to see those high-minded words matched with deeds, to see that inspiring language become fully operational? If executions were at long last banned, it would finally fulfill the dreams of those Enlightenment thinkers and drafters of the Universal Declaration of Human Rights who either fought for the death penalty's abolition or foresaw the end of executions.871
¶ 186 If history is any indication, American executions are destined to disappear. In fact, in assessing the abolition movement's prospects of success, it may be instructive to recall another hard-fought crusade: the anti-lynching movement.872 Until the NAACP launched a movement to end them, extra-judicial lynchings in America were common.873 Described as "an established custom" by the end of the colonial period,874 such lawless spectacles—often fueled by racism and perpetrated by groups like the Ku Klux Klan—once pockmarked the American landscape and often took place before unruly mobs.875 Lynch mobs and other acts of "frontier justice"—often targeted at blacks876—grabbed newspaper headlines in the South877 and West878 and even as far north as Minnesota879 well into the twentieth century, with 4743 lynchings recorded nationwide from 1882 to 1968.880
¶ 187 Although large segments of the American public paid little attention to the evils of lynching in the early nineteenth century,881 as the anti-lynching movement gained steam, public attitudes changed and progress was gradually made. Today, of course, lynchings are a thing of the past and lynching is universally viewed with disdain and horror.882 So long ago did this sad chapter in American history occur that lynching no longer draws the attention of social activists, but rather of historians.883 Indeed, a widely accepted legal norm against lynchings—or any criminal proceedings dominated by a mob atmosphere—already exists in American law.884 Change may come slowly or incrementally, as it did in Beccaria's day885 or in the case of the anti-lynching movement, but one thing is for certain: change comes.886 As Martin Luther King Jr. so eloquently pointed out: "The moral arc of the universe is long, but it bends towards justice."887
¶ 188 The death penalty has been debated for centuries, with the first recorded parliamentary debate occurring in 427 B.C. in Athens, Greece.888 Cesare Beccaria, the great Italian criminologist, made the first fully formulated arguments against capital punishment and set the modern abolition movement in motion. Though Beccaria authored On Crimes and Punishments in his twenties, his vision was unfulfilled in his lifetime—and it was left to future generations to pick up the torch where he left off. In America, the Founding Fathers were especially intrigued by Beccaria's ideas, and many of them came to oppose executions, either altogether or for certain categories of offenders. Though they narrowed the death penalty's use and often expressed ambivalence towards or deep revulsion for executions, they, too, were unable to slay the death penalty beast. Instead, in drafting the Constitution and the Bill of Rights, they deliberately left it to future generations to decide what constitutes "cruel and unusual" punishment. The choice we face today—whether to retain capital punishment or to abolish it—was thus a choice our forefathers intended for us to make unrestrained by eighteenth-century mores.
¶ 189 Progress toward abolition has been slow until recently. Yet the anti-death penalty movement is now gathering renewed momentum and strength—rapidly in the international community and slowly but surely in American communities.889 The U.N. Secretary-General has noted "a considerable shift towards the abolition of the death penalty both de jure and in practice."890 That trend is accelerating as new scientific tools, like DNA evidence, prove the law's fallibility; the death penalty is now no longer even authorized by international war crimes tribunals.891 With U.S. death sentences and executions down in numbers, the latest public opinion polls show that Americans are increasingly divided and ambivalent about capital punishment.892
¶ 190 As the abolition movement Beccaria began braces for its 250th anniversary, abolitionists must continue to agitate and seek to re-frame the death penalty debate. As the deterrence debate rages on,893 abolitionists must convince the American public that advocating life-without-parole sentences for society's worst offenders is not synonymous with being soft on crime.894 As the moral and philosophical debate continues, abolitionists must convince the public that the death penalty is, fundamentally, a human rights issue and that the death penalty's abolition must be considered in that context and in the context of Martin Luther King Jr.'s non-violence movement.895 Even as legal arguments about the Eighth Amendment are made by lawyers and academics,896 abolitionists must fight on in the legislative arena and mount challenges to the discriminatory exclusion from juries of those who oppose capital punishment.897
¶ 191 Juries provide a unique window into societal standards because they make real decisions in real cases. Citizen-jurors do not have the luxury of answering a series of abstract questions about the death penalty—as some Americans do in response to telephone pollsters.898 Instead, they are asked by our legal system to make gut-wrenching, life-and-death decisions in concrete cases, to decide whether a particular man or woman, with a name and a family, should live or die.899 Polling results may move up and down, whether in response to a horrific crime or to a series of DNA exonerations, but jurors in capital cases confront the most serious moral questions imaginable when filling out a verdict form. Since jury verdicts are such a crucial aspect of the Supreme Court's Eighth Amendment analysis in capital litigation, the Court deserves to get an accurate picture of how randomly selected jurors in American society really feel about executions.900
¶ 192 A snapshot of jury decisions from randomly selected juries (as opposed to "death-qualified" ones) would reveal a sharply divided public deeply conflicted about executions.901 Given the unanimity requirement for jury verdicts, many truly representative juries would be unable to agree on whether a death sentence should be imposed, thus resulting in more life sentences.902 That would be very useful information for the Supreme Court to have as it hears future Eighth Amendment cases and makes judgments about the death penalty's constitutionality.903 Thus, to get an accurate, unbiased picture of the views of American juries, the Supreme Court should no longer allow death penalty opponents to be excluded from jury service.904
¶ 193 In reflecting on just how far the anti-death penalty movement has come, abolitionists should take solace and a measure of pride in what has been accomplished so far. The death penalty's long, sordid history is one marked by successive restrictions on its use—a pattern that continues today. No longer are petty thefts or non-homicidal crimes punished by death in the United States, and no longer does American society countenance the execution of juveniles, the insane or the mentally retarded.
¶ 194 In fact, such modern-day developments in criminal law would hardly come as a surprise to the Framers. Enlightenment thinkers, such as Thomas Jefferson, James Madison, and Thomas Paine, recognized that all societies evolve and must think for themselves, and that to lock in future generations to eighteenth-century mores and ethics would be absurd.905 For example, Jefferson foresaw that the lex talionis doctrine "will be revolting to the humanized feelings of modern times." "An eye for an eye, and a hand for a hand," he wrote in 1778, "will exhibit spectacles in execution whose moral effect would be questionable."906 Other Founding Fathers, such as James Wilson, also looked to future generations to make more enlightened social policy.907 It is no accident, then, that the Constitution itself explicitly refers to future generations by referencing "our Posterity" in its preamble.908
¶ 195 Even the Supreme Court—which still sanctions executions—has clearly indicated that any further expansion of America's death penalty is intolerable.909 That signal—coming in 2008 in the Kennedy case—is significant, as is the particular language from that decision. "The rule of evolving standards of decency with specific marks on the way to full progress and mature judgment," the Court held, "means that resort to the penalty must be reserved for the worst of crimes and limited in its instances of application."910 As the Court emphasized: "Evolving standards of decency that mark the progress of a maturing society counsel us to be most hesitant before interpreting the Eighth Amendment to allow the extension of the death penalty, a hesitation that has special force where no life was taken in the commission of the crime."911 Though the Court continues to allow executions to occur, it appears that there will be no turning back of the clock.
¶ 196 The death penalty has been abolished at different times in different places for different reasons. Sometimes a botched execution prompts soul-searching and a re-examination of State policy.912 In my home state, the State of Minnesota, the last execution to be carried out was the bungled hanging of William Williams, who dangled on a noose for nearly fifteen minutes before dying of strangulation. The sheriff had miscalculated the length of the rope, requiring it to be manually hoisted up by his deputies as Williams hung in the air.913 In other instances, the execution of innocent men has prompted reform.914 In England, for example, the death penalty was abolished in 1956 after a series of cases focused public attention on wrongful convictions.915
¶ 197 What happened in Great Britain highlights what could happen in the United States. In one case, Timothy Evans was hanged for murder in 1950, but another man, John Halliday Christie, confessed to the murder three years later.916 A mentally disabled teenager, Derek Bentley, was also hanged in 1953 for killing a police officer even though another teen had actually been the one to pull the trigger.917 Because capital murder convictions often rely on the testimony of eyewitnesses or jailhouse informants whose testimony can be unreliable, wrongful convictions in the United States remain a distinct, ever-present possibility.918
¶ 198 When abolition occurs, it is never because guilty criminals are particularly sympathetic figures. They are not—and never will be—because their murderous acts are so vile and reprehensible.919 On the contrary, abolition occurs because civic leaders and ordinary citizens come to see that the death penalty debases and demeans those who inflict it.920 A society that bars executions has decided that killing deranged and mentally ill criminals who are already safely behind bars is nothing short of senseless barbarism.921
¶ 199 As Americans, we should continue studying criminals for clues as to why they do what they do so that we can prevent crimes in the future. Already, we have learned a great deal about brain dysfunction and head injuries and frontal-lobe damage in death row inmates.922 Mental health experts are now a staple at capital trials,923 and a growing body of scientific literature exists on the connection between damage to the frontal lobes of the brain and violent criminality. With Super Max prisons and life-without-parole sentences now readily available, however, it is clearer than ever that the bizarre ritual of state-sanctioned executions should be relegated to the past.924 No longer should the law require lawyers to plead for their clients' lives. And no longer should the law permit human hands to sign death warrants or load syringes full of lethal chemicals deliberately calculated to take human life.
¶ 200 The United States has yet to abolish capital punishment, but it only seems a matter of time before the American death penalty goes the way of the stocks, the pillory, and the whipping post.925 Perhaps a single event, such as the execution of an innocent man or woman, will trigger abolition, or perhaps the moratorium movement will take firmer hold and U.S. executions will simply wither away as lynchings did decades ago.926 As it is, many U.S. locales no longer use capital punishment,927 either because of weighty moral concerns or for practical public policy reasons. Some locales, for example, do not seek death sentences because of the views of a particular prosecutor or the prohibitive cost of capital litigation,928 making the geographic disparity associated with capital punishment all the more stark with each passing year.929 While some prosecutors seek the death penalty as often as the law will allow, others never seek it, making the locale of the crime—and not the crime itself—determinative as to whether a death sentence is sought.930
¶ 201 Down the road, the Supreme Court—using the Eighth Amendment—might declare executions unconstitutional. That may not happen soon, but if the death penalty's use continues to decline—leaving only a handful of States or counties that inflict it—the Court might feel compelled to outlaw executions altogether, finding death sentences too arbitrarily imposed to remain legal.931 Or perhaps the death penalty—as one scholar suggests—will "fade slowly" away, going out "with a whimper and not a bang."932 Whatever the scenario, it seems inevitable that human progress will eventually claim capital punishment just as it did lynching.
¶ 202 In this Internet-driven era, human rights activism has proliferated and abolitionists have more and more tools at their disposal with which to build stronger networks and fight for social justice.933 As the death penalty's many flaws are exposed by NGOs, courts, and individual activists, the death penalty's demise draws closer and closer. In fact, often all it takes is one particularly memorable event or blunder—such as Virginia Governor George Allen's infamous use of the word "Macaca" to derogatorily describe one of his opponent's staffers—for a news story to suddenly be everywhere, to "go viral."934 One commentator has aptly spoken of a similar "snowball effect" that followed Justice Blackmun's dissent in Callins v. Collins.935 Soon after that decision, the ABA sought a moratorium on executions and Governor Ryan imposed one, leading other states to consider the same thing.936
¶ 203 In The Tipping Point, best-selling author Malcolm Gladwell describes dramatic moments "when everything can change all at once."937 The question that arises in the capital punishment context is whether Americans are on the cusp of just such a moment. Will there be an event, or perhaps a series of events, that lead to that magical point-of-no-return and the death penalty's abolition? Will Americans be horrified by a wrongful execution? Or will juries just stop sentencing people to death to such an extent that any death sentence that is handed out looks like a freakish outlier? Anything might happen, though one thing remains clear: In retaining capital punishment, America has, through its silence and inaction, chosen a path that requires the continued employment of executioners—and that lessens us all by the justice system's resort to violence, the very thing that we condemn in killers.
¶ 204 Already, international law is trending heavily towards abolition, and the swiftly moving current of change has already swept many nations into the abolitionist column. America's death penalty will no doubt eventually collapse under the heavy weight of all of its intractable problems. Over thirty-five years after Furman, America's death penalty is still as arbitrary and capricious as ever. Who gets the death penalty is often more a function of poverty, geography, or the quality of the defense lawyer938 than it is a function of the nature of the crime or anything having to do with logic or rationality. And nearly 250 years after the publication of Beccaria's seminal work, the operation of the death penalty is still rife with wrongful death sentences and widespread racial discrimination and abuse.939 In executing people, America now stands in the dubious company of some of the worst human rights offenders, including the People's Republic of China—a country that has used executions for over 5000 years to terrorize its citizens and crack down on political dissidents.940
¶ 205 I have no doubt that a day will come—if not in this generation, then perhaps in the next—when the death penalty will be abolished in the United States and be held to violate international law.941 The climb will be steep because capital punishment is so deeply engrained in American life and because the urge for revenge—to see a killer's life cut short—runs so deep for so many people. As Benjamin Cardozo—who sought the death penalty's demise—told a group of New York physicians back in 1928: "The thirst for vengeance is a very real, even if a hideous, thing; and states may not ignore it till humanity has been raised to greater heights than any that have yet been scaled in all the long ages of struggle and ascent."942 Those heights were not reached during the Enlightenment or in the twentieth century, and for now they still remain a somewhat distant summit in the annals of American law.
¶ 206 But the world community—including the United States—has already acted in concert to ratify U.N. conventions barring genocide, slavery, torture, and other forms of cruel and degrading punishments.943 The death penalty's abolition would be yet another step in the direction of a more civilized and humane world and would no doubt please Enlightenment thinkers such as Cesare Beccaria, Thomas Jefferson and Dr. Benjamin Rush, if only from the grave.944 Already, modern-day Italians—the descendents of Beccaria's fellow citizens—have lit up the Coliseum in Rome, once the venue of horrific killings, to honor countries banning executions and to pay homage to the moratorium and commutation of death sentences that took place in Illinois.945
¶ 207 As Americans recall the publication of On Crimes and Punishments, Beccaria's words—taken to heart by so many of America's Founding Fathers—are just as relevant today as they were almost 250 years ago. The future is impossible to predict, but as abolitionists everywhere look back—and simultaneously look ahead—there is much reason to hope and continue to press for reform even though America's last execution is still over the horizon. The world's anti-death penalty movement continues apace—as it has for nearly two and a half centuries—and progress, if sometimes painfully slow, is still being made. News stories about capital punishment have proliferated exponentially in just the past few years,946 and there is every reason to believe that America's death penalty may finally be in its death throes. I can only say that, when the United States of America finally musters up the humanity, fortitude, and courage to do away with state-sanctioned killing, it will be a glorious sight indeed to behold the Roman Coliseum all lit up once more in bright, golden light, no doubt in Beccaria's honor.
There are multiple English translations of Beccaria's On Crimes and Punishments. Cesare Beccaria, On Crimes and Punishments and Other Writings xxx (Aaron Thomas, ed., Aaron Thomas & Jeremy Parzen, trans., 2008) [hereineafter Beccaria (Thomas ed.)]. I have chosen to utilize the most recent one, a translation published in 2008 by the University of Toronto Press as part of the Lorenzo Da Ponte Italian library series. Andre Morellet completed a French translation of the book in 1765, and German, Swedish, Russian, Spanish and early English translations were often based on that French translation, which radically reorganized Beccaria's book and transposed whole paragraphs and sentences. Id. at xxvii-xxx; Maestro, supra, at 40-43. The French translation of Beccaria's book, prepared by Morellet, was not even sent to Beccaria until after its publication in France. Beccaria (Bellamy ed.), supra, at 119-20 n.4; Maestro, supra, at 40. What has been described as the "authoritative Italian edition" of Dei delitti e delle pene—one that Beccaria himself had a hand in revising—came out in 1766 as Beccaria's fame was growing around the globe. Aside from the translation utilized here, only two other English translations of that authoritative Italian text exist. Beccaria, (Thomas ed.), supra, at xxx & n.48 (citing Beccaria (Bellamy ed.), supra & Cesare Beccaria, On Crimes and Punishments (David Young trans., 1986) [hereineafter Beccaria (Young trans.)]).
The term "abolitionist" is commonly used to refer to opponents of slavery or to opponents of capital punishment. See Krista L. Patterson, Acculturation and the Development of Death Penalty Doctrine in the United States, 55 Duke L.J. 1217, 1226 (2006). It is used here to refer to anti-death penalty advocates.
The connection between opponents of slavery and the death penalty is a long-standing one. Anti-slavery activists, such as Frederick Douglass, often also opposed capital punishment. See William S. McFeely, Frederick Douglass 189 (1991); Frederick Douglass, The Life and Writings of Frederick Douglass 418 (Phillip S. Foner, ed., 1950); Dr. James J. Megivern, Our National Shame: The Death Penalty and the Disuse of Clemency, 28 Cap. U. L. Rev. 595, 595-96 (2000) (citing 3 The Frederick Douglass Papers 242-48 (John W. Blassingame ed., 1979)).
Other European and American intellectuals, including Jeremy Bentham and Dr. Benjamin Rush, would later cite the Tuscan example in their anti-death penalty advocacy. Joan Fitzpatrick & Alice Miller, International Standards on the Death Penalty: Shifting Discourse, 19 Brook. J. Int'l L. 273, 336 n.289 (1993) (citing Hugo Adam Bedau, Death Is Different: Studies in the Morality, Law, and Politics of Capital Punishment 85-86 (1987)); Maestro, supra note 1, at 140-41; see also Hugo Adam Bedau, Bentham's Utilitarian Critique of the Death Penalty, 74 J. Crim. L. & Criminology 1033, 1033-36 (1983) (describing Bentham's writings against capital punishment, including in his 1775 book, Rationale of Punishment).
On Crimes and Punishments is still considered one of the most influential books of the past three centuries on those subjects. See Beccaria (Thomas ed.), supra note 1, at x.
Early English prisons, which often kept prisoners in irons, were dirty, disease-infested and served mainly to confine debtors and those awaiting trial or execution or, as was commonly the case, transportation to American or Australian penal colonies. Devereaux, supra note 60, at 127-28; Fisher, supra note 42, at 1239, 1267-68. And the situation was much the same in the United States, where the first prisons were not built until the late eighteenth century. Compare Lawrence Friedman, Crime and Punishment in American History 78 (1994) ("In Connecticut, a prison was improvised in 1773 out of certain copper mines at Simsbury. Called 'Newgate' after the English prison, it became the state prison of Connecticut in 1790. This was, by all accounts, a horrendous dungeon, a dark cave of 'horrid gloom.'") with Sara A. Rodriguez, The Impotence of Being Earnest: Status of the United Nations Standard Minimum Rules for the Treatment of Prisoners in Europe and the United States, 33 New Eng. J. on Crim. & Civ. Confinement 61, 68 (2007) ("The first prison in the United States, the Walnut Street Jail in Philadelphia, was built in 1787 and converted in 1790 to include a 'penitentiary house.' It featured a program advocated by Quakers, who wanted to reform offenders 'while also providing humane treatment.'").
The word "sanguinary"—a term commonly used during the founding era—has long been defined as "bloody," "cruel," or "murderous." A Complete and Universal English Dictionary (1792); see also State v. Newman, 140 N.W.2d 406, 412 (Neb. 1966) (defining "bloodthirstiness" as "[e]ager to shed blood, cruel, sanguinary, murderous"). The New Hampshire, Pennsylvania and South Carolina constitutions all called for less "sanguinary" punishments. See N.H. Const. of 1784, art. XVIII; S.C. Const. of 1778, art. I, § 40 (1790); Pa. Const. of 1776, § 38 (1790); accord Sterling v. Cupp, 625 P.2d 123, 128 (Or. 1981) ("The Pennsylvania Constitution . . . provided that the penal laws were to be reformed and punishments made less 'sanguinary' (i.e., bloody) by substituting imprisonment at hard labor.").
After his rape provision came under criticism in Europe, Jefferson recanted his support for it. See Randall, supra note 113, at 299; accord Christopher Bopst, Rape Shield Laws and Prior False Accusations of Rape: The Need for Meaningful Legislative Reform, 24 J. Legis. 125, 126 n.7 (1998) (quoting 9 Thomas Jefferson, Papers of Thomas Jefferson (Julian P. Boyd ed., 1950) (letter to James Madison)).
Lafayette's words against the death penalty are actually sometimes mistakenly attributed to Jefferson. See District Attorney for Suffolk Dist. v. Watson, 411 N.E.2d 1274, 1287 & n.16 (Mass. 1980) (attributing Lafayette's quote to Thomas Jefferson; quoted by Senator Hart, A Bill to Abolish the Death Penalty Under All Laws of the United States: Hearings on S. 1760 Before the Subcomm. on Criminal Laws and Procedures of the Senate Comm. on the Judiciary, 90th Cong., 2d Sess. 14 (1968)).
Beccaria's most important disciple in New York was Thomas Eddy. See Edwin G. Burrows & Mike Wallace, Gotham: A History of New York City to 1898, 366 (1999); see also United States v. Blake, 89 F. Supp.2d 328, 342-43 (E.D.N.Y. 2000) ("At the end of the eighteenth century, New York had an extremely long list of capital crimes including housebreaking and malicious mischief; lesser criminals were subject to corporal punishment or—if granted by a magistrate—confinement at hard labor." Eddy proposed changing those laws in the mid-1790s and the reform efforts led to the 1796 abolition of corporal punishment and "the reduction of capital offenses to treason, murder, and theft from church.").