Securities Regulation Institute

46th Annual Securities Regulation Institute January 28-30, 2019 Coronado, CA


Note that a few sessions will be affected by the federal government shutdown and we will be updating the schedule with confirmed changes.  Thank you for your patience as we work to provide you with the best experience possible given the constraints. 

2019 SRI Brochure

2019 Highlights:

Over 400 in-house counsel, firm attorneys, regulators, and other thought leaders will gather for learning and networking, January 28-30 at the Hotel del Coronado.

Highlights include:

  • Keynote Address by SEC Commissioner Hester M. Peirce
  • The Delaware Supreme Court’s Chief Justice Strine
  • Senior staff from SEC Divisions of Corporation Finance, Enforcement, and Office of the General Counsel
  • Former Department of Justice Deputy Attorney General Sally Yates
  • Ever popular panels on Disclosure Challenges, Capital Markets, M&A, Accounting, and more
  • New panels on Cryptocurrency and ESG

Earn up to 19.5 CLE credit hours and see why 93% of attendees recommend the Institute to their colleagues.

View last year’s photo gallery and read more about the 2018 event in these articles featured in the National Law Journal and Securities Regulation Daily. 


One of the most visible and highly-regarded securities and corporate law conferences in the country, the Securities Regulation Institute reaches prominent attorneys from both firm and in-house practices. From boardroom updates to issues impacting pre-public companies, the Institute focuses on practical advice for all attorneys advising corporate clients on the ever-changing world of securities and business law. During this three-day event, attendees learn from regulators who write the new regulations, judges who interpret the law to resolve complex disputes, and prominent practitioners who guide their clients through the maze of new legislation, regulations, and jurisprudence.

Learn more about the Securities Regulation Institute: