Professional Education
375 East Chicago Avenue
Chicago, IL 60611-3069
professional-ed@
law.northwestern.edu
Phone: (312) 503-8932
Fax: (312) 503-2930
Papers and conference materials from past programs available for free download are listed below.
50th Annual (2011) – Institute PowerPoint
Executive Compensation Practices and Disclosure: Say–on–Pay and Say–on–Frequency Statistics
By Cooley LLP
Securities Regulation Institute
40th Annual (2013) – Complimentary Whitepaper
"Election Results Signal Correction, Not Repeal, of Dodd-Frank"
Published by Wolters Kluwer Law & Business
39th Annual (2012) – Complimentary Whitepapers
"Capital Markets Review 2011"
By Tyler Dickson, 2012 Securities Regulation Institute speaker
"Analysis of SEC Comment Letters on Dodd–Frank: Emerging Disclosure Guidance"
By Mark S. Nelson; published by Wolters Kluwer Law & Business
"Despite Dodd-Frank, Federal Courts Continue to Hold for Banks on Preemption
By Dewey & LeBoeuf LLP Consumer Financial Services Group; published by Wolters Kluwer Law & Business
37th Annual (2010) – Complimentary Whitepaper
"Senate Banking Committee Releases Draft Legislation: Restoring American Financial Stability Act of 2009
By James Hamilton, J.D., LLM., CCH Principal Analyst and Richard Roth, J.D., CCH Writer Analyst; published by Wolters Kluwer Law & Business
Ray Garrett Jr. Corporate and Securities Law Institute
32nd Annual (2012) – Complimentary Whitepaper
"Consumer Financial Protection Bureau: Evolution of a New Agency with Emerging Regulatory Framework"
By Katalina M. Bianco, J.D., Senior Attorney–Editor; published by Wolters Kluwer Law & Business
"Securities & Corporate Governance: 2011 Year in Review"
By James Hamilton, J.D., LLM., CCH Principal Analyst; published by Wolters Kluwer Law & Business
30th Annual (2010) – Complimentary Whitepaper
"Senate Passes Sweeping Financial Reform Bill"
Published by Wolters Kluwer Law & Business
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