Securities Regulation Institute
"Practical Advice for Troubled Times"
37th Annual Securities Regulation Institute
January 20 – 22, 2010 • Hotel del Coronado, Coronado, CA
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Overview
Viewed as one of the top securities conferences in the country, Northwestern Law's Securities Regulation Institute presents a timely analysis of
recent laws and developments for corporate and securities attorneys.
New for 2010!
- Lunch with the Institute Faculty
- Join members of the Institute Faculty who will be hosting individal luncheon tables for an informal roundtable
discussion. Sign up during check-in for the table and topic of your choice. - Mary Schapiro, Chairman, U.S. Securities and Exchange Commission, to present keynote address
- New times for popular sessions:
- Government Enforcement Update and Issues moves to Thursday
- Everything You Always Wanted to Know about Securities Law panel will close out Institute on Friday
- Meet the new SEC division directors
CLE Credit
The Securities Regulation Institute is recognized by most states for mandatory CLE credit, including the
State Bar of California.
Northwestern Law will apply for accreditation with many states on your behalf prior to the program. If we have not applied to your state, we will
happily assist you in applying and supply you with all the necessary documentation.
Please direct specific questions regarding your CLE requirements or transcript
status to your state bar. Other questions regarding your state's
approval
of our programs or what may be required of you may be directed to our office.
Contact Megan Fiorentino, CLE Coordinator, by phone at
(312) 503-4213 or by e-mail.


