Securities Regulation Institute

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We are excited to announce we will be holding our 50th Annual Securities Regulation Institute this January 30-February 1, 2023! We will be posting updates as they become available but if you have any questions please contact us at professional-ed@law.northwestern.edu.


View 2022 Program Agenda PDF

2022 Speaker Highlights:

  • Alan B. Levenson Keynote Address by Gary Gensler, SEC Chair
  • SEC Speakers
    • Gurbir S. Grewal, Director, Division of Enforcement
    • Sanjay Wadhwa, Deputy Director, Division of Enforcement
    • Renee Jones, Director, Division of Corporation Finance
    • Erik Gerding, Deputy Director, Legal and Regulatory Policy, Division of Corporation Finance
    • Lisa Kohl, Acting Deputy Director, Division of Corporation Finance
    • Lindsay McCord, Chief Accountant, Division of Corporation Finance
    • Michael Seaman, Acting Chief Counsel, Division of Corporation Finance
  • Inaugural David S. Ruder Luncheon Address by Chancellor, Delaware Court of Chancery, Kathaleen S. McCormick

Institute Overview

One of the most visible and highly-regarded securities and corporate law conferences in the country, the Securities Regulation Institute reaches prominent attorneys from both firm and in-house practices. From boardroom updates to issues impacting pre-public companies, the Institute focuses on practical advice for all attorneys advising corporate clients on the ever-changing world of securities and business law. During this three-day event, attendees learn from regulators who write the new regulations, judges who interpret the law to resolve complex disputes, and prominent practitioners who guide their clients through the maze of new legislation, regulations, and jurisprudence.

Visit our photo gallery on Facebook to see pictures from our previous events.