Course Details

Securities Regulation: Enforcement & Liability

This course provides a comprehensive understanding of all facets of securities litigation, including private claims for damages (including securities class actions), SEC enforcement investigations and litigation, and aspects of criminal prosecutions for violations of the federal securities laws. A comprehensive understanding of federal securities regulation for the corporate attorney, as well as for the student aiming for a litigation career, includes a grasp of the implications of failing to comply with the law. This course is offered every other year subject to the minimum enrollment requirement of ten students.

Catalog Number: BUSCOM 624
Practice Areas: Business, Corporate,Trans AreaCivil Lit. and Dispute ResolutionProcedure Practice Area
Additional Course Information: Business Concentration Elective


Course History

Spring 2021
Title: Securities Regulation: Enforcement & Liability
Faculty: Horwich, Allan (courses | profile)
Section: 1     Credits: 3.0
Capacity: 70     Actual: 14

Spring 2019
Title: Securities Regulation: Enforcement & Liability
Faculty: Horwich, Allan (courses | profile)
Section: 1     Credits: 3.0
Capacity: 25     Actual: 15