Securities Regulation Institute

2018 Securities Regulation Institute

2017 Highlights:

  • "2017 SRI Alan B. Levenson Keynote Address - The Honorable Mary Jo White" (pdf)
  • A Conversation with Leo E. Strine Jr., Chief Justice, Delaware Supreme Court
  • SEC Senior Staff members including Keith F. Higgins, Director, Division of Corporation Finance
  • Timely topics including a workshop on preparing for and executing an IPO; earnings releases, earnings calls and other investor communications; planning for successful annual meetings in 2017; and much more


One of the most visible and highly-regarded securities and corporate law conferences in the country, the Securities Regulation Institute reaches prominent attorneys from both firm and in-house practices. From boardroom updates to issues impacting pre-public companies, the Institute focuses on practical advice for all attorneys advising corporate clients on the ever-changing world of securities and business law. During this three-day event, attendees learn from regulators who write the new regulations, judges who interpret the law to resolve complex disputes, and prominent practitioners who guide their clients through the maze of new legislation, regulations, and jurisprudence.

Learn more about the Securities Regulation Institute: