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Securities Regulation Institute
Join us in 2010!
37th Annual Securities Regulation Institute
January 20 – 22, 2010 • Hotel del Coronado, Coronado, CA
Additional program information coming soon...
36th Annual Securities Regulation Institute
January 28 – 30, 2009 • Hotel del Coronado, Coronado, CA
**SPECIAL ANNOUNCEMENT** Additional handouts from the 36th Annual Securities Regulation Institute are now available on our "Free Downloads" page.
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SAVE THE DATE!
Upcoming Securities Regulation Institutes:
January 20-22, 2010
January 19-21, 2011
January 18-20, 2012
Overview
Viewed as one of the top securities conferences in the country, Northwestern Law's Securities Regulation Institute presents a timely analysis of recent laws and developments for corporate and securities attorneys.
Highlighted by SEC Chairman Christopher Cox's Keynote Address, the 2009 Institute will provide guidance regarding the effect of the financial crisis on public companies. As the financial crisis weighs heavily on the day-to-day life of the corporate and securities law practitioner, this year's institute will focus on the impact this crisis is having with practical guidance for both firm and in-house counsel. From liquidity concerns, accounting and disclosure developments to enforcement responses, the developments change on an almost-daily basis. With an esteemed group of speakers, many directly involved as regulators or advisors, each session will provide practical advice for responding to this changing landscape. Featuring leading practitioners, government regulators, and judges, the program includes nine senior SEC staff members amongst them, Division Directors John White, Linda Chatman Thomsen, Erik Sirri, Andrew Donohue, and General Counsel Brian Cartwright. In addition, Vice Chancellor Leo E. Strine, Jr., and Chief Justice Myron T. Steele from the Delaware Courts will be in attendance. As a new administration takes shape in the White House, the program will also take a special look at the trends in regulation, including possible future developments at the SEC, and in the capital markets.
CLE Credit
The Securities Regulation Institute is recognized by most states for mandatory CLE credit. Estimated credit hours are 18.25 with 1.5 credits in ethics for 60-minute states and 21.9 with 1.8 credits in ethics for 50-minute states. Northwestern Law is an approved provider in the State of California.
