Securities Regulation Institute


Why Attend?

  • Hear timely legal and business developments from over 60 expert speakers
  • Engage with over 450 in-house counsel, firm attorneys, regulators, and other thought leaders
  • Earn up to 18.5 CLE credits
  • See why 93% of attendees recommend the Institute to colleagues

2020 Highlights:

  • Keynote Address by SEC Chairman Jay Clayton
  • A Conversation with Leo E. Strine
  • Five SEC senior staff members
  • Luncheon with TED-style talk on the future of AI and the law
  • Popular panels on Disclosure Challenges, Capital Markets, M&A, Accounting, and more

Visit our photo gallery on Facebook to see pictures from our previous events.


One of the most visible and highly-regarded securities and corporate law conferences in the country, the Securities Regulation Institute reaches prominent attorneys from both firm and in-house practices. From boardroom updates to issues impacting pre-public companies, the Institute focuses on practical advice for all attorneys advising corporate clients on the ever-changing world of securities and business law. During this three-day event, attendees learn from regulators who write the new regulations, judges who interpret the law to resolve complex disputes, and prominent practitioners who guide their clients through the maze of new legislation, regulations, and jurisprudence.