Securities Regulation Institute

SRI2021

Mark your calendars to join us for this year's Securities Regulation Institute! New for 2021, we are excited to present a three-day, interactive virtual experience featuring the latest in capital markets, M&A, and proxy developments as well as what's ahead for the SEC and securities lawyers in 2021.

Find the full program agenda here or click the button below to register online today!

Register Online 

Attendee Login Guide

Are you registered for the 2021 Securities Regulation Institute? Here are some things you should know:

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Announcing the Marty Dunn Memorial Scholarship

This scholarship will provide tuition for the 2021 Securities Regulation Virtual Institute for up to two securities lawyers with limited means, a strong interest in securities law, and a sense of humor. Preference will be given to attorneys from small law firms, career transitioning, and/or a special love of the 33 Act. Please send your request describing your situation in fewer than 300 words to professional-edu@law.northwestern.edu by January 15, 2021.

This scholarship has been established by a generous donation from his family. 


Why Attend?

  • Hear timely legal and business developments from over 70 expert speakers
  • Engage with over 450 in-house counsel, firm attorneys, regulators, and other thought leaders
  • Earn up to 19.25 CLE credits
  • See why 93% of attendees recommend the Institute to colleagues

2021 Highlights:

  • Keynote Address interviewing four current SEC Commissioners
  • A Conversation with Chancellor Andre G. Bouchard
  • Updates from the SEC's Divisions of Corporation Finance, Enforcement, and Office of the General Counsel
  • Nightly Cocktails & Conversation sessions highlighting the day's events
  • Popular panels on Disclosure Challenges, Capital Markets, M&A, Accounting, and more

Visit our photo gallery on Facebook to see pictures from our previous events.


Overview

One of the most visible and highly-regarded securities and corporate law conferences in the country, the Securities Regulation Institute reaches prominent attorneys from both firm and in-house practices. From boardroom updates to issues impacting pre-public companies, the Institute focuses on practical advice for all attorneys advising corporate clients on the ever-changing world of securities and business law. During this three-day event, attendees learn from regulators who write the new regulations, judges who interpret the law to resolve complex disputes, and prominent practitioners who guide their clients through the maze of new legislation, regulations, and jurisprudence.