Information

Event Dates/Location - **NEW for 2024**

The 2024 Securities Regulation Institute will take place January 22-24, 2024 at the Coronado Island Marriott Resort & Spa (2000 Second Street). Dress is business casual.

Check-in will begin at 7 a.m. on Monday, January 22 outside the Coronado Ballroom located on the second floor. Participants arriving early are encouraged to check in between 4 and 6 p.m. on Sunday, January 21.

Registration and Tuition

Regular tuition is $1,950 per person. An early-bird discounted rate of $1,800 per registration is available through December 1, 2023.

Registrations must be made in advance. Registration is for all three days of the program for one individual. Shared registration is not available. If you have not received an email confirmation prior to the start of the program, you are not considered registered. Please contact our office to verify.

Registration will CLOSE at 11:59 p.m. CST on Monday, January 15, 2024.

Accommodations-**Update 12/12/23**

As of 12/12/23, the Coronado Island Marriott Resort & Spa is SOLD OUT. As an alternative, here are some additional area hotels*:

*Please note that Northwestern does not have a room block at these hotels so you will need to reach out to the hotels directly.

For attendees who have reservations under the Northwestern room block, room rates will be subject to a non-commissionable daily resort fee. The resort fee has been reduced to a mandatory rate of $22.00 per room, per night, and includes full access to wellness center lockers, steam room, and lap pool, enhanced high-speed internet access, unlimited local and domestic telephone calls, daily in-room bottled water, two complimentary 2-hour resort bike rentals per day, two boogie board and beach chair rentals, complimentary daily fitness classes, and full access to tennis and sports courts, with use of equipment. These inclusions are subject to change. The resort fee is separate and distinct from and in addition to the room rate and taxes. Please disregard the resort fee amount noted on the website as a reduced fee of $22/night will apply.

Reservations must be canceled at least 72 hours prior to scheduled arrival to avoid a charge of one night’s room and tax.

Course Materials

Course materials for each session will be distributed within 6Connex, our virtual event environment. Access instructions will be emailed to confirmed registrants approximately one week prior to the event. A help desk will be available for those needing assistance with accessing or downloading the materials.

SRI On Demand

All program sessions will be recorded and made available for a 30-day viewing period following the conclusion of the January event. In-person attendees will automatically be given access to these recordings as part of their registration and do not need to register separately. 

Do you want to attend January's program but are unable to join us in person? Register for on-demand access to the recorded sessions via the link below. Registration is $799 and the viewing period will begin in mid-February.

The recorded sessions will qualify for California and New York CLE credit only. Those seeking credit in other states may request a California certificate of attendance to use to self-apply.

Register for On Demand

Cancellation Policy

If you need to cancel you may do so online, or submit written notice (email is acceptable), on or before January 1, 2024 in order to receive a full refund. A $250 administrative fee will be deducted from refunds on cancellations made January 1-8. Substitutions are available through January 8, 2024.

No refunds will be given for cancellations made after January 8, 2024.

Continuing Legal Education Credit

As a program sponsored by Northwestern Pritzker School of Law, the Securities Regulation Institute is recognized for continuing legal education credit in most states, including California. Estimated credit hours are 16.0, including 1.0 of ethics, for states with a 60-minute credit hour and 19.2, including 1.2 of ethics, for states with a 50-minute credit hour.

Questions about CLE may be directed to the office of Professional and Continuing Legal Education via email.

Affiliate Program

Affiliates of the Securities Regulation Institute are law firms and corporations that wish to better understand the issues impacting business today in a shared educational experience with colleagues, clients, and friends. Packages include discounted registrations and marketing benefits. For more information, contact us.

Sponsorship Opportunities

Showcase your organization to the corporate counsel community by taking advantage of our sponsorship opportunities. Our packages offer a variety of benefits including marketing, registration discounts, on-site visibility, and much more. For additional information, please email us.